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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$574M	-$1.97M	-41,058	-0.3%
2	2 LPL Financial San Diego, California	$367M	+$26.4M	+550,017	+8%
3	3 Wells Fargo San Francisco, California	$224M	-$4.39M	-91,411	-2%
4	4 UBS Group Zurich, Switzerland	$174M	+$5.68M	+118,403	+3%
5	5 Royal Bank of Canada Toronto, Ontario, Canada	$120M	-$610K	-12,698	-0.5%
6	RJFSA 6 Raymond James Financial Services Advisors St. Petersburg, Florida	$96.7M	+$521K	+10,854	+0.5%
7	7 Bank of America Charlotte, North Carolina	$64.2M	-$27.4M	-571,087	-30%
8	8 First Trust Advisors Wheaton, Illinois	$57.6M	+$9.95M	+207,235	+21%
9	9 Envestnet Asset Management Chicago, Illinois	$46.3M	+$742K	+15,450	+2%
10	10 Cetera Investment Advisers Schaumburg, Illinois	$45.2M	+$6.73M	+140,132	+18%
11	11 Stifel Financial St. Louis, Missouri	$41.7M	-$5.3M	-110,312	-11%
12	BFG 12 Berger Financial Group Plymouth, Minnesota	$40.9M	+$1.12M	+23,327	+3%
13	RJA 13 Raymond James & Associates St Petersburg, Florida	$36.7M	+$487K	+10,148	+1%
14	CIA 14 Concurrent Investment Advisors Tampa, Florida	$33.8M	+$3.92M	+81,638	+13%
15	15 Northwestern Mutual Wealth Management Milwaukee, Wisconsin	$33.6M	+$3.79M	+78,879	+13%
16	CAG 16 Csenge Advisory Group Clearwater, Florida	$33.5M	+$541K	+11,278	+2%
17	17 Commonwealth Equity Services Waltham, Massachusetts	$32.7M	+$2.71M	+56,528	+9%
18	18 Osaic Holdings Scottsdale, Arizona	$30.4M	-$3.12M	-65,029	-9%
19	BCM 19 Brookstone Capital Management Wheaton, Illinois	$22.9M	+$21.6M	+449,249	+2,053%
20	TC 20 Trilogy Capital Irvine, California	$22.4M	-$248K	-5,170	-1%
21	PBF 21 Petix & Botte Financial La Mesa, California	$21.7M	+$10.8M	+224,111	+99%
22	22 Cambridge Investment Research Advisors Fairfield, Iowa	$21.6M	-$595K	-12,406	-3%
23	SI 23 Stephens Inc Little Rock, Arkansas	$19M	-$634K	-13,211	-3%
24	SFS 24 Searcy Financial Services Overland Park, Kansas	$18.7M	+$484K	+10,083	+3%
25	25 Baird Financial Group Milwaukee, Wisconsin	$18.3M	+$1.42M	+29,593	+8%