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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$175M	+$20.3M	+394,693	+13%
2	2 UBS Group Zurich, Switzerland	$62.7M	+$21.2M	+411,904	+51%
3	3 Bank of America Charlotte, North Carolina	$57.3M	+$28.7M	+556,698	+100%
4	4 Wells Fargo San Francisco, California	$34.7M	+$32.2M	+625,943	+1,266%
5	5 LPL Financial San Diego, California	$32.8M	+$15M	+291,363	+84%
6	UCFA 6 United Capital Financial Advisors Irving, Texas	$26.2M	+$9.55M	+185,495	+57%
7	PAG 7 Pinnacle Advisory Group Columbia, Maryland	$23.7M	-$2.58M	-50,097	-10%
8	RJFSA 8 Raymond James Financial Services Advisors St. Petersburg, Florida	$22.2M	+$4.93M	+95,794	+28%
9	9 Royal Bank of Canada Toronto, Ontario, Canada	$18.4M	-$5.83M	-113,128	-24%
10	WI 10 WBI Investments Red Bank, New Jersey	$18M	-$25.1M	-486,636	-58%
11	AWMS 11 Advocacy Wealth Management Services Atlanta, Georgia	$15M	+$708K	+13,740	+5%
12	RJA 12 Raymond James & Associates St Petersburg, Florida	$13.8M	+$6.14M	+119,194	+79%
13	MMA 13 Miracle Mile Advisors Los Angeles, California	$13.2M	+$1.93M	+37,392	+17%
14	14 Jane Street New York	$10.8M	+$7.15M	+138,853	+195%
15	FAM 15 Flaharty Asset Management Clearwater, Florida	$10M	+$10M	+194,649	New
16	BFG 16 Beacon Financial Group Dallas, Texas	$8.53M	+$1.22M	+23,735	+17%
17	17 Stifel Financial St. Louis, Missouri	$8.44M	+$1.99M	+38,602	+31%
18	LFAS 18 Level Four Advisory Services Dallas, Texas	$7.68M	+$6.11M	+118,633	+384%
19	FIM 19 Freedom Investment Management Hartford, Connecticut	$7.08M	+$148K	+2,879	+2%
20	LTFS 20 Ladenburg Thalmann Financial Services Miami, Florida	$6.74M	+$1.9M	+36,915	+39%
21	EIA 21 Eldridge Investment Advisors Manchester, New Hampshire	$6.67M	+$206K	+4,002	+3%
22	22 Citigroup New York	$6.06M	+$244K	+4,747	+4%
23	WI 23 Wintrust Investments Chicago, Illinois	$5.96M	+$4.37M	+84,829	+273%
24	DLHL 24 Donald L. Hagan LLC Sarasota, Florida	$5.66M	+$5.67M	+110,185	New
25	SIM 25 SSI Investment Management Los Angeles, California	$5.61M	+$415K	+8,064	+8%