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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$1,000M	+$50M	+984,472	+5%
2	2 Wells Fargo San Francisco, California	$335M	-$4.1M	-80,721	-1%
3	3 UBS Group Zurich, Switzerland	$320M	-$126M	-2,486,478	-28%
4	4 LPL Financial San Diego, California	$275M	+$25.8M	+507,772	+10%
5	5 Bank of America Charlotte, North Carolina	$271M	-$9.48M	-186,771	-3%
6	RJFSA 6 Raymond James Financial Services Advisors St. Petersburg, Florida	$129M	-$5.75M	-113,359	-4%
7	RJA 7 Raymond James & Associates St Petersburg, Florida	$128M	+$16.4M	+322,295	+15%
8	8 Royal Bank of Canada Toronto, Ontario, Canada	$119M	+$1.73M	+33,993	+1%
9	9 Envestnet Asset Management Chicago, Illinois	$86.7M	-$1.71M	-33,663	-2%
10	UCFA 10 United Capital Financial Advisors Irving, Texas	$84M	+$4.7M	+92,536	+6%
11	11 First Trust Advisors Wheaton, Illinois	$80.7M	+$2.01M	+39,653	+3%
12	12 Osaic Holdings Scottsdale, Arizona	$76.9M	+$15.9M	+313,124	+26%
13	GHA 13 GW Henssler & Associates Kennesaw, Georgia	$67.3M	+$10.1M	+198,447	+18%
14	14 William Blair & Company Chicago, Illinois	$63.7M	+$86.2K	+1,698	+0.1%
15	SWM 15 Stockman Wealth Management Billings, Montana	$62M	+$14.3M	+280,931	+30%
16	16 Cetera Investment Advisers Schaumburg, Illinois	$52.6M	+$7.62M	+150,140	+17%
17	17 Truist Financial Charlotte, North Carolina	$50.9M	-$1.13M	-22,256	-2%
18	18 Stifel Financial St. Louis, Missouri	$49.1M	+$5.54M	+109,225	+13%
19	RBA 19 Richard Bernstein Advisors New York	$47.9M	+$983K	+19,373	+2%
20	AWM 20 AE Wealth Management Topeka, Kansas	$45.1M	-$7.98M	-157,252	-15%
21	21 Commonwealth Equity Services Waltham, Massachusetts	$38.7M	+$4.08M	+80,490	+12%
22	22 Baird Financial Group Milwaukee, Wisconsin	$33.7M	+$175K	+3,450	+0.5%
23	CSIC 23 Clifford Swan Investment Counsel Pasadena, California	$32.3M	+$160K	+3,146	+0.5%
24	24 Jane Street New York	$30.6M	-$1.56M	-30,788	-5%
25	AFA 25 American Financial Advisors Marietta, Georgia	$26M	+$1.31M	+25,899	+5%