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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$202M +$27.1M +528,286 +15%
Bank of America
2
Bank of America
North Carolina
$104M +$47.3M +922,914 +83%
UBS Group
3
UBS Group
Switzerland
$77.5M +$15.1M +293,864 +24%
Wells Fargo
4
Wells Fargo
California
$70.6M +$36.1M +704,660 +104%
LPL Financial
5
LPL Financial
California
$53.2M +$20.5M +400,708 +63%
UCFA
6
United Capital Financial Advisors
Texas
$32.2M +$6.13M +119,586 +23%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$24.1M +$1.98M +38,596 +9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$20.9M +$2.55M +49,856 +14%
CWM
9
Cornerstone Wealth Management
Missouri
$20.6M +$52.8M +1,031,370 +4,461%
RJA
10
Raymond James & Associates
Florida
$18.5M +$4.7M +91,818 +34%
AWMS
11
Advocacy Wealth Management Services
Georgia
$15.7M +$715K +13,954 +5%
MMA
12
Miracle Mile Advisors
California
$13.7M +$542K +10,570 +4%
FAM
13
Flaharty Asset Management
Florida
$9.74M -$218K -4,247 -2%
LFAS
14
Level Four Advisory Services
Texas
$9.26M +$1.61M +31,413 +21%
Stifel Financial
15
Stifel Financial
Missouri
$8.84M +$442K +8,622 +5%
BFG
16
Beacon Financial Group
Texas
$8.54M +$41.6K +812 +0.5%
FIM
17
Freedom Investment Management
Connecticut
$7.58M +$531K +10,367 +8%
EIA
18
Eldridge Investment Advisors
New Hampshire
$7.2M +$563K +10,998 +8%
WI
19
Wintrust Investments
Illinois
$6.92M +$994K +19,398 +17%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$6.74M
FCAG
21
First Capital Advisors Group
New Jersey
$6.55M +$1.1M +21,540 +20%
PA
22
Prism Advisors
California
$6.34M +$6.34M +123,837 New
Citigroup
23
Citigroup
New York
$6.18M +$143K +2,786 +2%
IA
24
IFP Advisors
Florida
$5.97M +$4.28M +83,581 +253%
MML Investors Services
25
MML Investors Services
Massachusetts
$5.75M +$239K +4,667 +4%