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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$662M	+$27.1M	+553,636	+4%
2	2 LPL Financial San Diego, California	$519M	+$63.3M	+1,293,285	+14%
3	3 Wells Fargo San Francisco, California	$255M	+$4.69M	+95,743	+2%
4	4 UBS Group Zurich, Switzerland	$245M	+$40.9M	+834,501	+20%
5	5 Raymond James Financial St Petersburg, Florida	$177M	+$9.07M	+185,249	+5%
6	6 Royal Bank of Canada Toronto, Ontario, Canada	$125M	-$3.16M	-64,593	-2%
7	7 Cetera Investment Advisers Schaumburg, Illinois	$90.7M	+$6.3M	+128,743	+8%
8	8 Bank of America Charlotte, North Carolina	$80.3M	+$12.2M	+248,784	+18%
9	9 First Trust Advisors Wheaton, Illinois	$54.3M	+$5.55M	+113,364	+11%
10	BFG 10 Berger Financial Group Plymouth, Minnesota	$48.8M	+$1.02M	+20,827	+2%
11	11 Envestnet Asset Management Chicago, Illinois	$47.8M	+$2.06M	+41,990	+5%
12	12 Commonwealth Equity Services Waltham, Massachusetts	$46.6M	-$2.47M	-50,548	-5%
13	13 Osaic Holdings Scottsdale, Arizona	$41.9M	+$8.58M	+175,338	+26%
14	14 Northwestern Mutual Wealth Management Milwaukee, Wisconsin	$41.1M	+$1.83M	+37,356	+5%
15	CIA 15 Concurrent Investment Advisors Tampa, Florida	$38.2M	+$1.64M	+33,469	+5%
16	CCA 16 Clearwater Capital Advisors Hoffman Estates, Illinois	$37.2M	+$464K	+9,482	+1%
17	CAG 17 Csenge Advisory Group Clearwater, Florida	$36M	+$1.19M	+24,316	+3%
18	18 HighTower Advisors Chicago, Illinois	$34.4M	-$432K	-8,834	-1%
19	19 Stifel Financial St. Louis, Missouri	$27.1M	-$4.08M	-83,437	-13%
20	20 Baird Financial Group Milwaukee, Wisconsin	$24.9M	+$446K	+9,112	+2%
21	TC 21 Trilogy Capital Irvine, California	$24.8M	-$1.42M	-29,090	-5%
22	HI 22 Harbour Investments Madison, Wisconsin	$23.1M	+$707K	+14,432	+3%
23	HCA 23 Heck Capital Advisors Rhinelander, Wisconsin	$22.3M	+$858K	+17,517	+4%
24	HIS 24 Harvest Investment Services Oakbrook Terrace, Illinois	$22.1M	-$703K	-14,362	-3%
25	25 Cambridge Investment Research Advisors Fairfield, Iowa	$22M	-$1.11M	-22,599	-5%