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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$587M -$8.13M -166,382 -1%
LPL Financial
2
LPL Financial
California
$451M +$34.6M +708,645 +8%
Wells Fargo
3
Wells Fargo
California
$236M +$6.46M +132,154 +3%
UBS Group
4
UBS Group
Switzerland
$202M +$4.35M +89,088 +2%
Raymond James Financial
5
Raymond James Financial
Florida
$149M +$150M +3,066,856 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$133M +$2.46M +50,352 +2%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$83.9M +$36.1M +739,519 +75%
Bank of America
8
Bank of America
North Carolina
$60.8M -$5.49M -112,405 -8%
First Trust Advisors
9
First Trust Advisors
Illinois
$51.3M +$266K +5,451 +0.5%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$47.1M -$286K -5,853 -0.6%
BFG
11
Berger Financial Group
Minnesota
$42.9M +$1.19M +24,274 +3%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$40.1M +$9.52M +194,923 +31%
CCA
13
Clearwater Capital Advisors
Illinois
$35.2M +$3.36M +68,712 +10%
CIA
14
Concurrent Investment Advisors
Florida
$34.3M -$2.32M -47,569 -6%
CAG
15
Csenge Advisory Group
Florida
$34.3M +$4.1K +84 +0%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$34.2M +$3.87M +79,298 +13%
Stifel Financial
17
Stifel Financial
Missouri
$29.2M -$194K -3,966 -0.7%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$24.9M +$6.01M +123,063 +32%
PFS
19
Prospera Financial Services
Texas
$23.9M +$1.63M +33,462 +7%
TC
20
Trilogy Capital
California
$23.7M -$88.3K -1,807 -0.4%
Osaic Holdings
21
Osaic Holdings
Arizona
$23.3M -$5.14M -105,312 -18%
BCM
22
Brookstone Capital Management
Illinois
$22.6M -$350K -7,156 -2%
HIS
23
Harvest Investment Services
Illinois
$22.2M +$679K +13,900 +3%
PAG
24
Private Advisor Group
New Jersey
$22.1M +$10.8M +221,157 +95%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$22M -$146K -2,994 -0.7%