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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$74.3M	+$38.3M	+730,224	+105%
2	2 LPL Financial San Diego, California	$17.1M	+$10.1M	+192,360	+143%
3	3 Bank of America Charlotte, North Carolina	$11.9M	-$8.28M	-157,731	-41%
4	MIAN 4 Mariner Independent Advisor Network Overland Park, Kansas	$10.6M	+$9.89M	+188,476	+1,234%
5	5 Royal Bank of Canada Toronto, Ontario, Canada	$6.7M	+$2.06M	+39,210	+44%
6	FIM 6 Freedom Investment Management Hartford, Connecticut	$6.46M	+$1.22M	+23,265	+23%
7	MMA 7 Miracle Mile Advisors Los Angeles, California	$5.11M	+$3.85M	+73,329	+298%
8	BTS 8 BB&T Securities Richmond, Virginia	$4.63M	–	–	–
9	BFG 9 Beacon Financial Group Dallas, Texas	$4.6M	+$1.38M	+26,341	+43%
10	FAAS 10 First Allied Advisory Services San Diego, California	$4.5M	+$1.88M	+35,836	+71%
11	11 Janney Montgomery Scott Philadelphia, Pennsylvania	$4.48M	+$2.28M	+43,477	+102%
12	12 Stifel Financial St. Louis, Missouri	$4.35M	+$3.68M	+70,055	+528%
13	RJFSA 13 Raymond James Financial Services Advisors St. Petersburg, Florida	$3.59M	+$1.46M	+27,752	+67%
14	FTUS 14 Flow Traders U.S. New York	$3.53M	-$487K	-9,277	-12%
15	SIM 15 SSI Investment Management Los Angeles, California	$3.49M	+$3.52M	+66,971	New
16	IH 16 IFC Holdings Tampa, Florida	$3.37M	+$3.19M	+60,764	+1,589%
17	GWM 17 Geneos Wealth Management Englewood, Colorado	$3.36M	-$108K	-2,056	-3%
18	MFS 18 MSI Financial Services Springfield, Massachusetts	$3.17M	+$1.83M	+34,838	+135%
19	SCA 19 Snowden Capital Advisors New York	$2.98M	-$622K	-11,845	-17%
20	AG 20 Advisor Group Phoenix, Arizona	$2.51M	+$1.73M	+33,007	+220%
21	FHC 21 First Heartland Consultants Lake St. Louis, Missouri	$2.44M	+$8.87K	+169	+0.4%
22	FCAG 22 First Capital Advisors Group Little Silver, New Jersey	$2.22M	+$2.24M	+42,588	New
23	BWM 23 BerganKDV Wealth Management Bloomington, Minnesota	$2.11M	+$442K	+8,414	+26%
24	24 Cambridge Investment Research Advisors Fairfield, Iowa	$1.56M	+$432K	+8,221	+38%
25	NPC 25 National Planning Corporation El Segundo, California	$1.22M	+$1.23M	+23,415	New