BB&T Securities’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	$17.3M	Buy	332,423 +41,618	+14%	+$2.16M	0.16%	178
2019 Q2	$15M	Buy	290,805 +70,203	+32%	+$3.61M	0.14%	200
2019 Q1	$11.3M	Buy	220,602 +73,166	+50%	+$3.74M	0.11%	247
2018 Q4	$7.53M	Buy	147,436 +47,630	+48%	+$2.43M	0.08%	291
2018 Q3	$5.09M	Buy	99,806 +7,904	+9%	+$404K	0.05%	388
2018 Q2	$4.7M	Buy	91,902 +19,619	+27%	+$1.01M	0.05%	393
2018 Q1	$3.71M	Buy	72,283 +4,470	+7%	+$230K	0.04%	440
2017 Q4	$3.5M	Buy	67,813 +25,594	+61%	+$1.33M	0.05%	406
2017 Q3	$2.19M	Buy	42,219 +12,183	+41%	+$635K	0.03%	508
2017 Q2	$1.56M	Buy	30,036 +15,692	+109%	+$819K	0.02%	585
2017 Q1	$746K	Sell	14,344 -73,971	-84%	-$3.86M	0.01%	759
2016 Q4	$4.63M	Hold	88,315	–	–	0.07%	291
2016 Q3	$4.63M	Buy	88,315 +7,186	+9%	+$375K	0.07%	284
2016 Q2	$4.18M	Buy	+81,129	New	+$4.17M	0.06%	297