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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

36 hedge funds and large institutions have $117M invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2016 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 13 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

850% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 2

277% more capital invested

Capital invested by funds: $31.1M → $117M (+$86.1M)

225% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 4

89% more funds holding

Funds holding: 1936 (+17)

Holders
36
Holders Change
+17
Holders Change %
+89.47%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
19
Increased
13
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$36.4M +$30.4M +583,790 +531%
Bank of America
2
Bank of America
North Carolina
$20.3M +$19M +364,478 +1,640%
LPL Financial
3
LPL Financial
California
$7.04M +$4.65M +89,250 +199%
FIM
4
Freedom Investment Management
Connecticut
$5.27M -$511K -9,800 -9%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.68M +$4.12M +79,032 +773%
BTS
6
BB&T Securities
Virginia
$4.63M +$375K +7,186 +9%
FTUS
7
Flow Traders U.S.
New York
$4.04M +$4.01M +76,953 New
SCA
8
Snowden Capital Advisors
New York
$3.61M +$3.59M +68,863 New
GWM
9
Geneos Wealth Management
Colorado
$3.48M +$393K +7,538 +13%
BFG
10
Beacon Financial Group
Texas
$3.24M +$3.22M +61,745 New
FAAS
11
First Allied Advisory Services
California
$2.64M +$257K +4,932 +11%
FHC
12
First Heartland Consultants
Missouri
$2.45M +$371K +7,113 +18%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$2.23M +$2.21M +42,460 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.16M +$2.15M +41,131 New
BWM
15
BerganKDV Wealth Management
Minnesota
$1.68M +$1.17M +22,401 +232%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$1.41M -$38.4K -736 -3%
MFS
17
MSI Financial Services
Massachusetts
$1.36M +$727K +13,948 +117%
MMA
18
Miracle Mile Advisors
California
$1.29M +$1.28M +24,595 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.14M +$708K +13,566 +166%
DADC
20
D.A. Davidson & Co
Montana
$1.07M +$1.07M +20,433 New
MIAN
21
Mariner Independent Advisor Network
Kansas
$800K +$796K +15,269 New
AG
22
Advisor Group
Arizona
$787K -$81.7K -1,567 -9%
Stifel Financial
23
Stifel Financial
Missouri
$696K +$692K +13,276 New
PFS
24
Prospera Financial Services
Texas
$619K +$292K +5,601 +90%
NA
25
NewEdge Advisors
Louisiana
$556K +$553K +10,600 New