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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

387 hedge funds and large institutions have $3.47B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2024 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 182 increasing their positions, 136 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more repeat investments, than reductions

Existing positions increased: 182 | Existing positions reduced: 136

22% more funds holding in top 10

Funds holding in top 10: 2328 (+5)

19% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 27

10% more capital invested

Capital invested by funds: $3.15B → $3.47B (+$322M)

1% more funds holding

Funds holding: 385387 (+2)

0.04% less ownership

Funds ownership: 76.74%76.7% (-0.04%)

Holders
387
Holders Change
+2
Holders Change %
+0.52%
% of All Funds
5.56%
Holding in Top 10
28
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+21.74%
% of All Funds
0.4%
New
32
Increased
182
Reduced
136
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$605M +$14.1M +288,554 +2%
LPL Financial
2
LPL Financial
California
$423M +$45.5M +929,010 +12%
Wells Fargo
3
Wells Fargo
California
$233M +$3.11M +63,512 +1%
UBS Group
4
UBS Group
Switzerland
$201M +$21.3M +434,995 +12%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$133M +$9.56M +195,263 +8%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$85.9M -$13.3M -272,654 -14%
Bank of America
7
Bank of America
North Carolina
$67.3M +$1.22M +24,871 +2%
First Trust Advisors
8
First Trust Advisors
Illinois
$51.8M -$7.32M -149,448 -12%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$48.7M +$2.18M +44,457 +5%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$48.1M +$505K +10,308 +1%
BFG
11
Berger Financial Group
Minnesota
$42.4M +$349K +7,125 +0.8%
RJA
12
Raymond James & Associates
Florida
$40M +$2.25M +45,961 +6%
CIA
13
Concurrent Investment Advisors
Florida
$37.2M +$2.4M +48,939 +7%
GI
14
Gradient Investments
Minnesota
$35.9M +$35.2M +720,034 +11,312%
CAG
15
Csenge Advisory Group
Florida
$34.6M +$409K +8,362 +1%
CCA
16
Clearwater Capital Advisors
Illinois
$32.4M +$32.1M +655,267 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$31M -$2.59M -52,961 -8%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$30.8M -$3.68M -75,115 -11%
Stifel Financial
19
Stifel Financial
Missouri
$29.9M -$12.8M -262,455 -30%
Osaic Holdings
20
Osaic Holdings
Arizona
$28.8M -$2.39M -48,741 -8%
TC
21
Trilogy Capital
California
$24.2M +$1.13M +23,129 +5%
BCM
22
Brookstone Capital Management
Illinois
$23.3M +$66.8K +1,364 +0.3%
PBF
23
Petix & Botte Financial
California
$22.6M +$332K +6,792 +2%
PFS
24
Prospera Financial Services
Texas
$22.6M +$5.46M +111,451 +32%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$22.4M +$212K +4,339 +1%

LMBS Hedge Fund Activity: Q3 2024 in Review

387 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) for Q3 2024, worth a combined $3.47B — up 10% from $3.15B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new LMBS positions and 27 closed out — a net gain of 5 holders — while 182 added to existing stakes and 136 trimmed.

The largest buyer was LPL Financial, adding an estimated $45.5M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $13.3M.

  • 387 institutional investors held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) as of Q3 2024, up from 385 in Q2 2024.
  • Funds reported $3.47B of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF stock for Q3 2024, up 10% quarter-over-quarter.
  • 32 funds opened new First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF positions in Q3 2024 and 27 closed out, a net change of +5 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF buyer in Q3 2024 was LPL Financial, an estimated $45.5M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF seller in Q3 2024 was Raymond James Financial Services Advisors, an estimated $13.3M sold.

Based on aggregated 13F filings for Q3 2024.