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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Overview Fund Activity

19 hedge funds and large institutions have $31.1M invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2016 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 3 reducing their positions, and 3 closing their positions.

Holders
19
Holders Change
+5
Holders Change %
+35.71%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
8
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$5.68M
2
BTS
2
BB&T Securities
Virginia
$4.19M
3
FAAS
3
First Allied Advisory Services
California
$2.35M
4
FIM
4
Freedom Investment Management
Connecticut
$5.7M
5
Bank of America
5
Bank of America
North Carolina
$1.15M

Top Sellers

1
IA
1
IFP Advisors
Florida
$0
2
BFEC
2
Benjamin F. Edwards & Company
Missouri
$372K
3
Jane Street
3
Jane Street
New York
$949K
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$1.43M
5
AIG
5
American International Group
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
FIM
1
Freedom Investment Management
Connecticut
$5.7M 110,413 +30,790 +39%
Morgan Stanley
2
Morgan Stanley
New York
$5.68M 109,997 +109,997 New
BTS
3
BB&T Securities
Virginia
$4.19M 81,129 +81,129 New
GWM
4
Geneos Wealth Management
Colorado
$3.05M 58,916 +9,950 +20%
FAAS
5
First Allied Advisory Services
California
$2.35M 45,385 +45,385 New
LPL Financial
6
LPL Financial
California
$2.32M 44,804 +1,108 +3%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.43M 27,658 -3,057 -10%
Bank of America
8
Bank of America
North Carolina
$1.15M 22,221 +17,280 +350%
Jane Street
9
Jane Street
New York
$949K 18,399 -24,988 -58%
AG
10
Advisor Group
Arizona
$854K 16,591 +16,591 New
VKH
11
Virtu KCG Holdings
New York
$678K 13,133 +13,133 New
MFS
12
MSI Financial Services
Massachusetts
$616K 11,939 +4,671 +64%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$528K 10,227 +8,904 +673%
BWM
14
BerganKDV Wealth Management
Minnesota
$498K 9,657 +9,657 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$421K 8,156 +8,156 New
BFEC
16
Benjamin F. Edwards & Company
Missouri
$372K 7,205 -65,051 -90%
PFS
17
Prospera Financial Services
Texas
$321K 6,216 +6,216 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$40K 773 +85 +12%
FHC
19
First Heartland Consultants
Missouri
$2.04K 39,559 +1,243 +3%
IA
20
IFP Advisors
Florida
– – -135,299 Closed
AIG
21
American International Group
New York
– – -942 Closed
TRCT
22
Tower Research Capital (TRC)
New York
– – -96 Closed