First Allied Advisory Services’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$14.8M	Sell	285,783 -103	-0%	-$5.33K	0.5%	32
2020 Q2	$14.8M	Sell	285,886 -66,806	-19%	-$3.45M	0.55%	30
2020 Q1	$18M	Buy	352,692 +282,281	+401%	+$14.7M	0.77%	19
2019 Q4	$3.64M	Buy	70,411 +5,423	+8%	+$281K	0.12%	190
2019 Q3	$3.38M	Buy	64,988 +6,257	+11%	+$325K	0.12%	202
2019 Q2	$3.04M	Sell	58,731 -1,990	-3%	-$102K	0.1%	222
2019 Q1	$3.12M	Buy	60,721 +902	+2%	+$46.2K	0.11%	219
2018 Q4	$3.05M	Buy	59,819 +3,270	+6%	+$167K	0.12%	201
2018 Q3	$2.88M	Buy	56,549 +4,745	+9%	+$243K	0.1%	228
2018 Q2	$2.65M	Buy	51,804 +5,016	+11%	+$257K	0.1%	232
2018 Q1	$2.41M	Buy	46,788 +6,561	+16%	+$338K	0.09%	241
2017 Q4	$2.08M	Sell	40,227 -22,929	-36%	-$1.19M	0.08%	262
2017 Q3	$3.29M	Buy	63,156 +13,633	+28%	+$710K	0.14%	172
2017 Q2	$2.59M	Sell	49,523 -34,336	-41%	-$1.79M	0.12%	200
2017 Q1	$2.28M	Sell	83,859 -2,294	-3%	-$120K	0.12%	197
2016 Q4	$4.5M	Buy	86,153 +35,836	+71%	+$1.88M	0.23%	112
2016 Q3	$2.64M	Buy	50,317 +4,932	+11%	+$257K	0.14%	173
2016 Q2	$2.35M	Buy	+45,385	New	+$2.33M	0.13%	178