First Allied Advisory Services’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

First Allied Advisory Services’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$14.8M	Sell	285,783 -103	-0%	-$5.33K	0.5%	32
2020 Q2	$14.8M	Sell	285,886 -66,806	-19%	-$3.45M	0.55%	30
2020 Q1	$18M	Buy	352,692 +282,281	+401%	+$14.7M	0.77%	19
2019 Q4	$3.64M	Buy	70,411 +5,423	+8%	+$281K	0.12%	190
2019 Q3	$3.38M	Buy	64,988 +6,257	+11%	+$325K	0.12%	202
2019 Q2	$3.04M	Sell	58,731 -1,990	-3%	-$102K	0.1%	222
2019 Q1	$3.12M	Buy	60,721 +902	+2%	+$46.2K	0.11%	219
2018 Q4	$3.05M	Buy	59,819 +3,270	+6%	+$167K	0.12%	201
2018 Q3	$2.88M	Buy	56,549 +4,745	+9%	+$243K	0.1%	228
2018 Q2	$2.65M	Buy	51,804 +5,016	+11%	+$257K	0.1%	232
2018 Q1	$2.41M	Buy	46,788 +6,561	+16%	+$338K	0.09%	241
2017 Q4	$2.08M	Sell	40,227 -22,929	-36%	-$1.19M	0.08%	262
2017 Q3	$3.29M	Buy	63,156 +13,633	+28%	+$710K	0.14%	172
2017 Q2	$2.59M	Sell	49,523 -34,336	-41%	-$1.79M	0.12%	200
2017 Q1	$2.28M	Sell	83,859 -2,294	-3%	-$120K	0.12%	197
2016 Q4	$4.5M	Buy	86,153 +35,836	+71%	+$1.88M	0.23%	112
2016 Q3	$2.64M	Buy	50,317 +4,932	+11%	+$257K	0.14%	173
2016 Q2	$2.35M	Buy	+45,385	New	+$2.33M	0.13%	178

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RBA

Richard Bernstein Advisors New York $3.45B AUM 16.24% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

HSA

HBK Sorce Advisory Erie, Pennsylvania $5.27B AUM 19.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

First Allied Advisory Services's LMBS Position: Q3 2020 in Review

First Allied Advisory Services reduced its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 0.04% in Q3 2020, selling an estimated $5.33K and leaving 285,783 shares worth $14.8M. The position accounts for 0.5% of the portfolio, ranked #32.

First Allied Advisory Services first reported a position in LMBS in Q2 2016 and has held it in 18 quarters since. The position peaked at $18M in Q1 2020. 310 funds tracked by Wall St. Rank hold LMBS as of Q3 2020.

First Allied Advisory Services held 285,783 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $14.8M as of Q3 2020.
First Allied Advisory Services sold 103 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q3 2020, an estimated $5.33K.
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up 0.5% of First Allied Advisory Services's portfolio in Q3 2020, its #32 holding.
First Allied Advisory Services first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q2 2016 and has held it in 18 quarters since.
First Allied Advisory Services's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $18M in Q1 2020.
310 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.