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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.79T
| $166M | 5.57% |
1,431,656
+2,400
| +0.2% | +$262K |
|
|
2
Vanguard Total Stock Market ETF
VTI
$661B
| $86.3M | 2.9% |
506,654
-47,590
| -9% | -$8M |
|
|
3
Invesco QQQ Trust
QQQ
$469B
| $52.9M | 1.78% |
+190,332
| New | +$51.6M |
|
4
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $51.8M | 1.74% |
1,396,835
-77,400
| -5% | -$2.89M |
|
5
Amazon
AMZN
$2.63T
| $49.4M | 1.66% |
313,940
+14,120
| +5% | +$2.23M |
|
6
iShares Core S&P 500 ETF
IVV
$886B
| $48.6M | 1.63% |
144,669
+5,578
| +4% | +$1.86M |
|
7
Microsoft
MSFT
$2.9T
| $47.8M | 1.61% |
227,369
+1,266
| +0.6% | +$266K |
|
8
Vanguard Total Bond Market
BND
$158B
| $38.5M | 1.29% |
436,120
-26,257
| -6% | -$2.33M |
|
9
iShares Core Dividend Growth ETF
DGRO
$42.2B
| $33.2M | 1.11% |
833,734
-143,836
| -15% | -$5.71M |
|
10
Vanguard Total International Stock ETF
VXUS
$155B
| $32.1M | 1.08% |
615,087
-24,981
| -4% | -$1.31M |
|
11
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $28.9M | 0.97% |
334,373
-60,341
| -15% | -$5.22M |
|
12
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.8B
| $28.5M | 0.96% |
211,920
+47,092
| +29% | +$6.42M |
|
13
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $25.9M | 0.87% |
432,043
+7,733
| +2% | +$465K |
|
14
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
| $25.3M | 0.85% |
397,529
-15,137
| -4% | -$961K |
|
|
15
iShares Core US Aggregate Bond ETF
AGG
$138B
| $25.2M | 0.85% |
213,594
-65,525
| -23% | -$7.77M |
|
16
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
| $24.8M | 0.83% |
328,615
-3,126
| -0.9% | -$233K |
|
17
Meta Platforms (Facebook)
META
$1.59T
| $24.2M | 0.81% |
92,559
+4,348
| +5% | +$1.12M |
|
18
State Street SPDR S&P 500 ETF Trust
SPY
$787B
| $23.3M | 0.78% |
69,476
+4,045
| +6% | +$1.34M |
|
19
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $23M | 0.77% |
188,868
+40,895
| +28% | +$4.99M |
|
|
20
First Trust Capital Strength ETF
FTCS
$7.76B
| $20.6M | 0.69% |
+325,235
| New | +$20.3M |
|
|
21
First Trust Value Line Dividend Fund
FVD
$8.18B
| $19.2M | 0.65% |
610,526
-253,086
| -29% | -$8.03M |
|
22
Alphabet (Google) Class A
GOOGL
$4.17T
| $19.1M | 0.64% |
260,680
-6,760
| -3% | -$515K |
|
23
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
| $18.2M | 0.61% |
555,574
+13,324
| +2% | +$433K |
|
24
iShares S&P 500 Growth ETF
IVW
$74.2B
| $17.5M | 0.59% |
302,636
-832
| -0.3% | -$47.1K |
|
25
iShares Core MSCI EAFE ETF
IEFA
$187B
| $17.5M | 0.59% |
289,706
-37,697
| -12% | -$2.27M |
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.