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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
State Street SPDR S&P 500 ETF Trust
SPY
$787B
| $44.7M | 3.25% |
217,347
+70,342
| +48% | +$14.1M |
|
2
Apple
AAPL
$4.79T
| $34.1M | 2.48% |
1,235,604
+6,268
| +0.5% | +$171K |
|
3
iShares Russell 2000 ETF
IWM
$81.6B
| $21.7M | 1.58% |
181,353
-14,272
| -7% | -$1.63M |
|
|
4
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $13.5M | 0.98% |
127,029
+101,485
| +397% | +$10.7M |
|
5
iShares Core S&P 500 ETF
IVV
$886B
| $13.5M | 0.98% |
65,156
-10,574
| -14% | -$2.14M |
|
6
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
| $12.6M | 0.91% |
47,626
-2,157
| -4% | -$552K |
|
7
ExxonMobil
XOM
$640B
| $11M | 0.8% |
119,573
+1,774
| +2% | +$165K |
|
8
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
| $11M | 0.8% |
240,507
+21,037
| +10% | +$931K |
|
9
Invesco QQQ Trust
QQQ
$469B
| $10.9M | 0.79% |
105,559
+18,418
| +21% | +$1.86M |
|
10
Berkshire Hathaway Class B
BRK.B
$1.06T
| $10.4M | 0.76% |
68,993
+3,826
| +6% | +$552K |
|
|
WBA
11
DELISTED
Walgreens Boots Alliance
WBA
| $10.1M | 0.74% |
132,759
+895
| +0.7% | +$59.8K |
|
|
VER
12
DELISTED
VEREIT, Inc.
VER
| $10M | 0.73% |
221,592
-2,091
| -0.9% | -$102K |
|
13
AT&T
T
$160B
| $9.96M | 0.72% |
391,900
-13,616
| -3% | -$353K |
|
|
CELG
14
DELISTED
Celgene Corp
CELG
| $9.49M | 0.69% |
84,926
+5,546
| +7% | +$585K |
|
|
NYRT
15
DELISTED
New York REIT, Inc.
NYRT
| $9.33M | 0.68% |
88,013
-25,123
| -22% | -$2.73M |
|
16
Vanguard Real Estate ETF
VNQ
$39.2B
| $9.32M | 0.68% |
115,077
+22,915
| +25% | +$1.8M |
|
|
17
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $9.29M | 0.68% |
320,920
-442,655
| -58% | -$12.4M |
|
18
Invesco S&P 500 Equal Weight ETF
RSP
$95.7B
| $9.19M | 0.67% |
114,761
-5,526
| -5% | -$430K |
|
19
Microsoft
MSFT
$2.9T
| $8.62M | 0.63% |
185,497
+1,858
| +1% | +$87.2K |
|
20
iShares S&P 500 Growth ETF
IVW
$74.2B
| $8.5M | 0.62% |
305,164
+204,388
| +203% | +$5.58M |
|
21
iShares S&P 500 Value ETF
IVE
$48.8B
| $8.42M | 0.61% |
89,834
+19,167
| +27% | +$1.76M |
|
22
Johnson & Johnson
JNJ
$615B
| $8.42M | 0.61% |
80,631
+2,920
| +4% | +$308K |
|
23
iShares S&P Small-Cap 600 Value ETF
IJS
$8.18B
| $8.4M | 0.61% |
142,566
+12,356
| +9% | +$697K |
|
|
24
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
| $8.13M | 0.59% |
45,696
+34,853
| +321% | +$6.04M |
|
25
Intel
INTC
$516B
| $8.07M | 0.59% |
222,457
+5,599
| +3% | +$195K |
|
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First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.