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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.73% |
| 2 | Healthcare | 5.36% |
| 3 | Financials | 5.03% |
| 4 | Communication Services | 4.42% |
| 5 | Consumer Discretionary | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.97T
| $90.2M | 3.88% |
1,418,328
-41,100
| -3% | -$3.02M |
|
2
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
| $69.3M | 2.98% |
537,913
-32,037
| -6% | -$4.95M |
|
3
Microsoft
MSFT
$2.9T
| $40.8M | 1.76% |
258,762
+907
| +0.4% | +$149K |
|
4
iShares Core S&P 500 ETF
IVV
$858B
| $38.6M | 1.66% |
149,298
+12,514
| +9% | +$3.83M |
|
5
Vanguard Total Bond Market
BND
$158B
| $38.6M | 1.66% |
451,837
+66,098
| +17% | +$5.62M |
|
6
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $38.5M | 1.66% |
1,337,590
-92,905
| -6% | -$3.45M |
|
|
7
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $32.8M | 1.41% |
378,244
+167,820
| +80% | +$14.3M |
|
8
Invesco QQQ Trust
QQQ
$436B
| $30.9M | 1.33% |
162,513
+15,436
| +10% | +$3.27M |
|
9
iShares Core US Aggregate Bond ETF
AGG
$138B
| $30.1M | 1.29% |
260,570
+3,173
| +1% | +$362K |
|
10
Vanguard Total International Stock ETF
VXUS
$151B
| $29.4M | 1.26% |
699,955
+16,923
| +2% | +$860K |
|
11
Amazon
AMZN
$2.44T
| $28.5M | 1.23% |
292,300
+21,400
| +8% | +$2.07M |
|
12
iShares Core Dividend Growth ETF
DGRO
$42.8B
| $25.7M | 1.1% |
787,946
-7,269
| -0.9% | -$284K |
|
13
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $23.9M | 1.03% |
405,608
+18,474
| +5% | +$1.11M |
|
14
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $22.4M | 0.96% |
86,842
+13,556
| +18% | +$4.14M |
|
|
15
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
| $22.4M | 0.96% |
391,655
-198,364
| -34% | -$13.6M |
|
16
First Trust Value Line Dividend Fund
FVD
$8.44B
| $21.8M | 0.94% |
786,564
-54,533
| -6% | -$1.83M |
|
|
17
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
| $20.8M | 0.9% |
385,298
+163,803
| +74% | +$10.4M |
|
18
Berkshire Hathaway Class B
BRK.B
$1.1T
| $19.5M | 0.84% |
106,829
+650
| +0.6% | +$138K |
|
|
19
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
| $18M | 0.77% |
352,692
+282,281
| +401% | +$14.7M |
|
|
20
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
| $17.5M | 0.75% |
191,458
+161,054
| +530% | +$14.7M |
|
21
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $17M | 0.73% |
206,820
+80,881
| +64% | +$6.57M |
|
22
iShares Core MSCI EAFE ETF
IEFA
$186B
| $16.6M | 0.71% |
333,151
+43,827
| +15% | +$2.61M |
|
23
Vanguard FTSE Developed Markets ETF
VEA
$223B
| $16.2M | 0.7% |
485,225
+21,730
| +5% | +$872K |
|
24
Alphabet (Google) Class A
GOOGL
$4.12T
| $15.1M | 0.65% |
260,320
+4,620
| +2% | +$313K |
|
25
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $14.9M | 0.64% |
576,974
-74,056
| -11% | -$1.89M |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Allied Advisory Services opened a new position in FlexShares Ultra-Short Income Fund worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was FlexShares Ultra-Short Income Fund: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.