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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.59B
AUM Growth
+$79.3M
(+3.2%)
Cap. Flow
+$117M
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
17.4%
Holding
1,597
New
74
Increased
579
Reduced
466
Closed
427
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$17.1M |
| 2 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.9M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$14.2M |
| 4 |
Schwab US TIPS ETF
SCHP
|
+$11.4M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8.95M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$10.6M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$10.5M |
| 3 |
Keurig Dr Pepper
KDP
|
+$6.04M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$5.78M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$5.75M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.16% |
| 2 | Financials | 5.31% |
| 3 | Healthcare | 4.63% |
| 4 | Industrials | 4.58% |
| 5 | Consumer Discretionary | 3.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
| $111M | 4.28% |
817,190
+63,842
| +8% | +$8.95M |
|
2
Apple
AAPL
$4.97T
| $62.3M | 2.4% |
1,481,688
-36,608
| -2% | -$1.58M |
|
3
iShares Core S&P 500 ETF
IVV
$858B
| $41.2M | 1.59% |
155,015
+10,740
| +7% | +$2.95M |
|
4
Invesco QQQ Trust
QQQ
$436B
| $39.1M | 1.51% |
244,494
+23,979
| +11% | +$3.96M |
|
5
Vanguard Total Bond Market
BND
$158B
| $38.7M | 1.49% |
483,934
+50,531
| +12% | +$4.05M |
|
6
Vanguard Total International Stock ETF
VXUS
$151B
| $35.8M | 1.38% |
633,387
+26,403
| +4% | +$1.53M |
|
7
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $35M | 1.35% |
133,049
-9,265
| -7% | -$2.53M |
|
8
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $30.9M | 1.19% |
822,675
+107,185
| +15% | +$4.1M |
|
9
Microsoft
MSFT
$2.9T
| $28.9M | 1.11% |
316,850
-1,341
| -0.4% | -$123K |
|
10
State Street SPDR S&P International Dividend ETF
DWX
$529M
| $28.4M | 1.1% |
709,626
+16,644
| +2% | +$682K |
|
11
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
| $25.3M | 0.98% |
489,954
+162,906
| +50% | +$8.49M |
|
12
iShares Core US Aggregate Bond ETF
AGG
$138B
| $24.6M | 0.95% |
229,356
+20,516
| +10% | +$2.2M |
|
13
Boeing
BA
$169B
| $21.1M | 0.81% |
64,044
-2,179
| -3% | -$736K |
|
14
State Street Technology Select Sector SPDR ETF
XLK
$109B
| $20.7M | 0.8% |
632,880
-1,990
| -0.3% | -$66.8K |
|
15
iShares Core S&P Small-Cap ETF
IJR
$109B
| $18.9M | 0.73% |
246,203
-16,345
| -6% | -$1.27M |
|
16
Vanguard Real Estate ETF
VNQ
$39.9B
| $17.3M | 0.67% |
228,829
+3,988
| +2% | +$305K |
|
|
17
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
| $17.3M | 0.67% |
676,630
+668,632
| +8,360% | +$17.1M |
|
18
Amazon
AMZN
$2.44T
| $17.2M | 0.66% |
238,960
+4,900
| +2% | +$350K |
|
|
19
Invesco Variable Rate Preferred ETF
VRP
$2.98B
| $17.2M | 0.66% |
682,075
+668,145
| +4,796% | +$16.9M |
|
20
Berkshire Hathaway Class B
BRK.B
$1.1T
| $16.8M | 0.65% |
83,895
-2,872
| -3% | -$590K |
|
21
Vanguard Financials ETF
VFH
$13.4B
| $16.3M | 0.63% |
234,468
+13,105
| +6% | +$945K |
|
22
iShares MSCI ACWI ETF
ACWI
$32B
| $15.7M | 0.61% |
219,419
+69,473
| +46% | +$5.12M |
|
23
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $15M | 0.58% |
127,820
+26,421
| +26% | +$3.12M |
|
24
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
| $14.3M | 0.55% |
235,554
+35,142
| +18% | +$2.19M |
|
25
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
| $14.2M | 0.55% |
137,325
+9,966
| +8% | +$1.03M |
|
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First Allied Advisory Services's Q1 2018 Portfolio in Review
As of Q1 2018, First Allied Advisory Services held 1,597 positions worth $2.59B, up 3.2% from $2.51B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $117M of net new capital in Q1 2018, opening 74 new positions and adding to 579 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.3% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $10.5M trimmed.
- First Allied Advisory Services's largest Q1 2018 buy was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
- First Allied Advisory Services added most to Schwab US Aggregate Bond ETF in Q1 2018, an estimated $17.1M increase.
- First Allied Advisory Services's biggest Q1 2018 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $10.5M.
- First Allied Advisory Services fully exited ProShares VIX Short-Term Futures ETF in Q1 2018, selling an estimated $10.6M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.59B portfolio in Q1 2018.
- First Allied Advisory Services opened 74 new positions and closed 427 in Q1 2018.
- First Allied Advisory Services's portfolio value rose 3.2% quarter-over-quarter to $2.59B.
Based on First Allied Advisory Services's 13F filing for Q1 2018, filed 11 May 2018.