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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
State Street SPDR S&P 500 ETF Trust
SPY
$784B
| $50.8M | 2.63% |
249,690
+27,090
| +12% | +$5.56M |
|
2
Apple
AAPL
$4.9T
| $43.1M | 2.23% |
1,635,848
-67,228
| -4% | -$1.92M |
|
3
Vanguard Morningstar Total Stock Market ETF
VTI
$657B
| $30.2M | 1.57% |
290,073
+48,776
| +20% | +$5.14M |
|
|
4
iShares Core US Aggregate Bond ETF
AGG
$138B
| $29.2M | 1.51% |
270,546
+75,912
| +39% | +$8.26M |
|
|
5
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
| $24.8M | 1.28% |
293,520
-346,783
| -54% | -$29.4M |
|
6
iShares MBS ETF
MBB
$39.1B
| $24.6M | 1.28% |
228,585
+46,242
| +25% | +$5.03M |
|
7
Vanguard Total Bond Market
BND
$158B
| $20.7M | 1.07% |
256,108
-2,742
| -1% | -$223K |
|
8
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $19.8M | 1.02% |
509,507
+146,396
| +40% | +$5.7M |
|
9
Vanguard Real Estate ETF
VNQ
$39.4B
| $19.5M | 1.01% |
244,852
+31,213
| +15% | +$2.47M |
|
10
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $19.3M | 1% |
900,796
+207,862
| +30% | +$4.48M |
|
|
11
State Street SPDR S&P International Dividend ETF
DWX
$536M
| $16.1M | 0.84% |
483,106
+474,443
| +5,477% | +$16.7M |
|
12
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
| $15M | 0.78% |
142,672
-47,780
| -25% | -$5.09M |
|
13
Meta Platforms (Facebook)
META
$1.37T
| $14.8M | 0.77% |
142,160
+3,562
| +3% | +$366K |
|
14
Invesco QQQ Trust
QQQ
$450B
| $14.5M | 0.75% |
129,726
+67,088
| +107% | +$7.48M |
|
15
Johnson & Johnson
JNJ
$617B
| $14.3M | 0.74% |
139,559
+9,756
| +8% | +$981K |
|
16
Boeing
BA
$175B
| $14M | 0.73% |
97,065
+1,972
| +2% | +$284K |
|
17
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $13.6M | 0.71% |
119,790
-16,998
| -12% | -$1.97M |
|
18
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
| $13.5M | 0.7% |
186,909
+83,655
| +81% | +$5.91M |
|
19
Microsoft
MSFT
$3.35T
| $13.2M | 0.69% |
238,954
+166
| +0.1% | +$8.73K |
|
20
Procter & Gamble
PG
$335B
| $12.8M | 0.66% |
160,854
+6,096
| +4% | +$466K |
|
21
Verizon
VZ
$193B
| $12.8M | 0.66% |
275,175
+131,441
| +91% | +$5.97M |
|
22
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.23B
| $12.4M | 0.64% |
454,101
-41,017
| -8% | -$1.13M |
|
23
iShares MSCI EAFE ETF
EFA
$78.5B
| $12.3M | 0.64% |
210,063
+78,520
| +60% | +$4.73M |
|
|
24
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
| $12.2M | 0.63% |
281,177
-137,100
| -33% | -$6.28M |
|
25
GE Aerospace
GE
$368B
| $12.2M | 0.63% |
81,644
+1,337
| +2% | +$190K |
|
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First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.