First Allied Advisory Services’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

First Allied Advisory Services’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$774K	Sell	8,999 -844	-9%	-$70.6K	0.03%	556
2020 Q2	$767K	Sell	9,843 -50	-0.5%	-$3.55K	0.03%	523
2020 Q1	$598K	Sell	9,893 -2,164	-18%	-$159K	0.03%	545
2019 Q4	$927K	Buy	12,057 +407	+3%	+$30.5K	0.03%	499
2019 Q3	$853K	Buy	+11,650	New	+$872K	0.03%	508
2018 Q3	–	Sell	-3,705	Closed	-$267K	–	1203
2018 Q2	$267K	Buy	3,705 +2	+0.1%	+$141	0.01%	933
2018 Q1	$251K	Buy	+3,703	New	+$253K	0.01%	947
2016 Q1	–	Sell	-150,735	Closed	-$7.5M	–	1045
2015 Q4	$7.5M	Buy	+150,735	New	+$7.51M	0.39%	64

Other funds holding FAD

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PFA

Plotkin Financial Advisors Chevy Chase, Maryland $199M AUM 19.26% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

First Allied Advisory Services's FAD Position: Q3 2020 in Review

First Allied Advisory Services reduced its First Trust Multi Cap Growth AlphaDEX Fund (FAD) stake by 8.6% in Q3 2020, selling an estimated $70.6K and leaving 8,999 shares worth $774K. The position accounts for 0.03% of the portfolio, ranked #556.

First Allied Advisory Services first reported a position in FAD in Q4 2015 and has held it in 8 quarters since. The position peaked at $7.5M in Q4 2015. 43 funds tracked by Wall St. Rank hold FAD as of Q3 2020.

First Allied Advisory Services held 8,999 shares of First Trust Multi Cap Growth AlphaDEX Fund worth $774K as of Q3 2020.
First Allied Advisory Services sold 844 First Trust Multi Cap Growth AlphaDEX Fund shares in Q3 2020, an estimated $70.6K.
First Trust Multi Cap Growth AlphaDEX Fund made up 0.03% of First Allied Advisory Services's portfolio in Q3 2020, its #556 holding.
First Allied Advisory Services first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q4 2015 and has held it in 8 quarters since.
First Allied Advisory Services's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $7.5M in Q4 2015.
43 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.