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First Trust Multi Cap Growth AlphaDEX Fund

45 hedge funds and large institutions have $79.4M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

129% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 7

72% more capital invested

Capital invested by funds: $46.3M → $79.4M (+$33.2M)

22% more funds holding

Funds holding: 3745 (+8)

10.39% more ownership

Funds ownership: 35.93%46.32% (+10%)

Holders
45
Holders Change
+8
Holders Change %
+21.62%
% of All Funds
1.03%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
16
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11M +$4.22M +59,756 +64%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$11M +$7.71M +109,179 +250%
WFWM
3
Wechter Feldman Wealth Management
New Jersey
$9.03M +$8.83M +125,073 New
LPL Financial
4
LPL Financial
California
$8.09M +$1.61M +22,757 +25%
Bank of America
5
Bank of America
North Carolina
$4.4M -$921K -13,042 -18%
CA
6
Cetera Advisors
Colorado
$4.4M +$4.08M +57,793 +1,834%
IA
7
IFP Advisors
Florida
$3.95M +$812K +11,499 +27%
UBS Group
8
UBS Group
Switzerland
$3.69M -$339K -4,806 -9%
Wells Fargo
9
Wells Fargo
California
$3.35M +$685K +9,702 +26%
Jane Street
10
Jane Street
New York
$3.06M +$2.59M +36,640 +638%
BTS
11
BB&T Securities
Virginia
$2.47M +$106K +1,502 +5%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$2.22M -$41.6K -589 -2%
RFWA
13
RPg Family Wealth Advisory
Massachusetts
$1.63M +$3.53K +50 +0.2%
KWM
14
Kingsview Wealth Management
Oregon
$1.47M
RJA
15
Raymond James & Associates
Florida
$1.43M +$120K +1,697 +9%
Stifel Financial
16
Stifel Financial
Missouri
$1.07M +$130K +1,845 +14%
MML Investors Services
17
MML Investors Services
Massachusetts
$872K +$39.7K +562 +5%
VWA
18
V Wealth Advisors
Kansas
$787K +$99.2K +1,404 +15%
WI
19
Wintrust Investments
Illinois
$654K -$10.2K -145 -2%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$617K +$249K +3,530 +70%
CWM
21
Cornerstone Wealth Management
Missouri
$589K +$3M +42,514 New
AG
22
Advisor Group
Arizona
$577K -$1.19M -16,802 -68%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$437K +$427K +6,051 New
1SB
24
1ST Source Bank
Indiana
$332K +$325K +4,605 New
VFA
25
Voya Financial Advisors
Connecticut
$302K

FAD Hedge Fund Activity: Q2 2018 in Review

45 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q2 2018, worth a combined $79.4M — up 72% from $46.3M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FAD positions and 5 closed out — a net gain of 8 holders — while 16 added to existing stakes and 7 trimmed.

The largest buyer was Wechter Feldman Wealth Management, opening a new position worth an estimated $8.83M. The largest seller was Advisor Group, cutting an estimated $1.19M.

  • 45 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q2 2018, up from 37 in Q1 2018.
  • Funds reported $79.4M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q2 2018, up 72% quarter-over-quarter.
  • 13 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q2 2018 and 5 closed out, a net change of +8 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q2 2018 was Wechter Feldman Wealth Management, an estimated $8.83M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q2 2018 was Advisor Group, an estimated $1.19M sold.

Based on aggregated 13F filings for Q2 2018.