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First Trust Multi Cap Growth AlphaDEX Fund

29 hedge funds and large institutions have $21.2M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less funds holding

Funds holding: 3029 (-1)

3.42% less ownership

Funds ownership: 31%27.58% (-3.4%)

10% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 10

11% less capital invested

Capital invested by funds: $23.8M → $21.2M (-$2.59M)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
9
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.17M -$14.4K -282 -0.3%
IH
2
IFC Holdings
Florida
$3.78M -$37.9K -743 -1%
Goldman Sachs
3
Goldman Sachs
New York
$2.9M
LPL Financial
4
LPL Financial
California
$1.73M +$178K +3,497 +11%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.47M -$208K -4,084 -12%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.23M +$6.43K +126 +0.5%
UBS Group
7
UBS Group
Switzerland
$756K -$35.2K -690 -4%
PFS
8
Prospera Financial Services
Texas
$535K +$20.4K +400 +4%
SG Americas Securities
9
SG Americas Securities
New York
$421K -$117K -2,300 -22%
Jane Street
10
Jane Street
New York
$405K -$320K -6,271 -44%
Bank of America
11
Bank of America
North Carolina
$404K -$10.2K -200 -2%
Wells Fargo
12
Wells Fargo
California
$400K +$561 +11 +0.1%
Stifel Financial
13
Stifel Financial
Missouri
$347K +$347K +6,804 New
PAG
14
Private Advisor Group
New Jersey
$337K +$12K +236 +4%
SPC
15
Sigma Planning Corp
Michigan
$279K
HFS
16
HL Financial Services
Kentucky
$234K
WA
17
WFG Advisors
Texas
$141K +$16.4K +321 +13%
DADC
18
D.A. Davidson & Co
Montana
$133K +$11K +215 +9%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$124K -$102K -1,999 -45%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$102K +$102K +2,000 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$80K -$24.3K -476 -23%
RIA
22
Regal Investment Advisors
Michigan
$44K +$102 +2 +0.2%
NFG
23
Next Financial Group
Texas
$39K
AIG
24
American International Group
New York
$36.1K
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$31K

FAD Hedge Fund Activity: Q2 2015 in Review

29 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q2 2015, worth a combined $21.2M — down 11% from $23.8M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FAD and 2 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 9 added.

The largest buyer was Stifel Financial, opening a new position worth an estimated $347K. The largest seller was Detwiler Fenton Investment Management, exiting entirely with an estimated $1.11M sold.

  • 29 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q2 2015, down from 30 in Q1 2015.
  • Funds reported $21.2M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q2 2015, down 11% quarter-over-quarter.
  • 2 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q2 2015 and 3 closed out, a net change of -1 holder.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q2 2015 was Stifel Financial, an estimated $347K added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q2 2015 was Detwiler Fenton Investment Management, an estimated $1.11M sold.

Based on aggregated 13F filings for Q2 2015.