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First Trust Multi Cap Growth AlphaDEX Fund

56 hedge funds and large institutions have $114M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

8% more funds holding

Funds holding: 5256 (+4)

2.19% more ownership

Funds ownership: 50.09%52.27% (+2.2%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

13% less capital invested

Capital invested by funds: $132M → $114M (-$17.8M)

29% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 21

Holders
56
Holders Change
+4
Holders Change %
+7.69%
% of All Funds
0.88%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
15
Reduced
21
Closed
6
Calls
$146K
Puts
Net Calls
+$146K
Net Calls Change
+$146K
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$16.8M
LPL Financial
2
LPL Financial
California
$13.4M -$2.13M -19,162 -14%
Morgan Stanley
3
Morgan Stanley
New York
$9.55M -$2.48M -22,382 -21%
KAS
4
Kestra Advisory Services
Texas
$8.92M -$1.71M -15,389 -16%
PFA
5
Plotkin Financial Advisors
Maryland
$6.57M -$30.4K -274 -0.5%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$6.19M +$2.15M +19,337 +54%
Truist Financial
7
Truist Financial
North Carolina
$5.51M +$108K +976 +2%
Citadel Advisors
8
Citadel Advisors
Florida
$5.2M +$5.14M +46,299 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.56M -$475K -4,278 -10%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$4.31M +$224K +2,022 +6%
Bank of America
11
Bank of America
North Carolina
$3.02M +$293K +2,640 +11%
RJA
12
Raymond James & Associates
Florida
$2.75M -$182K -1,641 -6%
SFPG
13
Stonebridge Financial Planning Group
Florida
$2.16M +$34.1K +307 +2%
Wells Fargo
14
Wells Fargo
California
$2M -$3.14M -28,341 -61%
PAG
15
Private Advisor Group
New Jersey
$1.8M -$524K -4,722 -23%
KIG
16
Kowal Investment Group
Wisconsin
$1.75M -$34.1K -307 -2%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$1.42M +$99.3K +895 +8%
WWM
18
Western Wealth Management
Colorado
$1.35M +$1.34M +12,035 New
6F
19
626 Financial
Michigan
$1.31M +$8.1K +73 +0.6%
CAN
20
Cetera Advisor Networks
California
$1.06M +$110K +990 +12%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.02M -$332K -2,993 -25%
VWA
22
V Wealth Advisors
Kansas
$1.02M +$441K +3,977 +78%
UBS Group
23
UBS Group
Switzerland
$981K +$184K +1,659 +23%
GSWM
24
Golden State Wealth Management
California
$923K
MCC
25
Money Concepts Capital
Florida
$850K +$840K +7,574 New

FAD Hedge Fund Activity: Q1 2022 in Review

56 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q1 2022, worth a combined $114M — down 13% from $132M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FAD positions and 6 closed out — a net gain of 5 holders — while 15 added to existing stakes and 21 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $5.14M. The largest seller was Susquehanna International Group, cutting an estimated $3.24M.

  • 56 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q1 2022, up from 52 in Q4 2021.
  • Funds reported $114M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q1 2022, down 13% quarter-over-quarter.
  • 11 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q1 2022 and 6 closed out, a net change of +5 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q1 2022 was Citadel Advisors, an estimated $5.14M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q1 2022 was Susquehanna International Group, an estimated $3.24M sold.

Based on aggregated 13F filings for Q1 2022.