FAD icon

First Trust Multi Cap Growth AlphaDEX Fund
FAD

Overview Fund Activity

48 hedge funds and large institutions have $93.5M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+5
Holders Change %
+11.63%
% of All Funds
0.85%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
8
Increased
12
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$5.25M
2
PFA
Plotkin Financial Advisors
Maryland
$6.59M
3
Morgan Stanley
Morgan Stanley
New York
$11.4M
4
FAM
Flaharty Asset Management
Florida
$2M
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
$954K

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$209K
2
UBS Group
UBS Group
Switzerland
$1.79M
3
LPL Financial
LPL Financial
California
$9.39M
4
Citadel Advisors
Citadel Advisors
Florida
$0
5
PAG
Private Advisor Group
New Jersey
$1.51M
Name Holding Trade Value Shares
Change 		Shares
Change %
Goldman Sachs
1
Goldman Sachs
New York
$13.5M – – –
Morgan Stanley
2
Morgan Stanley
New York
$11.4M +$2.19M +21,154 +24%
LPL Financial
3
LPL Financial
California
$9.39M -$3.41M -32,894 -27%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$7.82M -$1.39M -13,359 -15%
PFA
5
Plotkin Financial Advisors
Maryland
$6.59M +$2.37M +22,887 +56%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$5.25M +$2.85M +27,491 +119%
Truist Financial
7
Truist Financial
North Carolina
$3.93M +$205K +1,976 +6%
Wells Fargo
8
Wells Fargo
California
$3.05M +$9.75K +94 +0.3%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.97M -$1.82M -17,540 -38%
RJA
10
Raymond James & Associates
Florida
$2.52M +$139K +1,344 +6%
Bank of America
11
Bank of America
North Carolina
$2.28M -$52.8K -509 -2%
KIG
12
Kowal Investment Group
Wisconsin
$2.12M +$2.12M +19,271 New
FAM
13
Flaharty Asset Management
Florida
$2M +$2M +19,297 New
SFPG
14
Stonebridge Financial Planning Group
Florida
$1.85M -$15.6K -150 -0.8%
UBS Group
15
UBS Group
Switzerland
$1.79M -$3.43M -33,097 -66%
KAS
16
Kestra Advisory Services
Texas
$1.69M +$637K +6,123 +61%
IA
17
Insight Advisors
Pennsylvania
$1.66M +$1.66M +16,012 New
PAG
18
Private Advisor Group
New Jersey
$1.51M -$1.84M -17,712 -55%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.17M +$159K +1,534 +16%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.03M -$25.7K -248 -2%
IA
21
IFP Advisors
Florida
$965K -$19.8K -191 -2%
CAN
22
Cetera Advisor Networks
California
$956K +$214K +2,063 +29%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$954K +$954K +9,199 New
GSWM
24
Golden State Wealth Management
California
$932K – – –
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$808K -$15.1K -146 -2%
1
2