We are live on ! Find out more
FAD icon

First Trust Multi Cap Growth AlphaDEX Fund

43 hedge funds and large institutions have $80.8M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

16% more capital invested

Capital invested by funds: $69.4M → $80.8M (+$11.4M)

5% more funds holding

Funds holding: 4143 (+2)

3.41% more ownership

Funds ownership: 43.39%46.8% (+3.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

29% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 17

Holders
43
Holders Change
+2
Holders Change %
+4.88%
% of All Funds
0.87%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
12
Reduced
17
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$11.2M +$5.14M +61,432 +90%
LPL Financial
2
LPL Financial
California
$10.6M +$1.81M +21,596 +21%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$7.64M +$1.34M +16,015 +22%
Morgan Stanley
4
Morgan Stanley
New York
$7.62M -$171K -2,046 -2%
UBS Group
5
UBS Group
Switzerland
$4.34M -$367K -4,386 -8%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$4.31M +$1.54M +18,391 +59%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.97M +$179K +2,135 +5%
PFA
8
Plotkin Financial Advisors
Maryland
$3.49M -$4.19M -50,022 -55%
Truist Financial
9
Truist Financial
North Carolina
$3.09M -$44K -526 -1%
PAG
10
Private Advisor Group
New Jersey
$2.77M -$41K -490 -1%
Wells Fargo
11
Wells Fargo
California
$2.52M +$17.2K +206 +0.7%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.99M -$73.3K -876 -4%
RJA
13
Raymond James & Associates
Florida
$1.97M -$63.9K -763 -3%
Bank of America
14
Bank of America
North Carolina
$1.94M -$496K -5,928 -21%
Citadel Advisors
15
Citadel Advisors
Florida
$1.85M -$1.06M -12,654 -37%
SFPG
16
Stonebridge Financial Planning Group
Florida
$1.66M -$95.3K -1,139 -6%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$872K -$76.1K -909 -8%
KAS
18
Kestra Advisory Services
Texas
$867K +$843K +10,071 New
Osaic Holdings
19
Osaic Holdings
Arizona
$833K -$458K -5,477 -36%
IA
20
IFP Advisors
Florida
$817K -$1.67K -20 -0.2%
FAAS
21
First Allied Advisory Services
California
$774K -$70.6K -844 -9%
GSWM
22
Golden State Wealth Management
California
$773K +$752K +8,982 New
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$683K +$56.8K +679 +9%
CAN
24
Cetera Advisor Networks
California
$615K +$26.9K +321 +5%
VFA
25
Voya Financial Advisors
Connecticut
$495K +$84 +1 +0%

FAD Hedge Fund Activity: Q3 2020 in Review

43 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q3 2020, worth a combined $80.8M — up 16% from $69.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FAD positions and 2 closed out — a net gain of 3 holders — while 12 added to existing stakes and 17 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $5.14M. The largest seller was Plotkin Financial Advisors, cutting an estimated $4.19M.

  • 43 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q3 2020, up from 41 in Q2 2020.
  • Funds reported $80.8M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q3 2020, up 16% quarter-over-quarter.
  • 5 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q3 2020 and 2 closed out, a net change of +3 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q3 2020 was Goldman Sachs, an estimated $5.14M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q3 2020 was Plotkin Financial Advisors, an estimated $4.19M sold.

Based on aggregated 13F filings for Q3 2020.