We are live on ! Find out more
FAD icon

First Trust Multi Cap Growth AlphaDEX Fund

28 hedge funds and large institutions have $31.9M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 4

50% more capital invested

Capital invested by funds: $21.2M → $31.9M (+$10.7M)

9.66% more ownership

Funds ownership: 27.58%37.24% (+9.7%)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

3% less funds holding

Funds holding: 2928 (-1)

Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
13
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.6M +$859K +17,037 +17%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$5.44M +$5.72M +113,420 +7,243%
IH
3
IFC Holdings
Florida
$3.29M -$263K -5,204 -7%
Goldman Sachs
4
Goldman Sachs
New York
$2.69M
UBS Group
5
UBS Group
Switzerland
$2.32M +$1.72M +34,134 +230%
Jane Street
6
Jane Street
New York
$2.09M +$1.83M +36,182 +456%
LPL Financial
7
LPL Financial
California
$1.74M +$89.7K +1,779 +5%
Wells Fargo
8
Wells Fargo
California
$1.63M +$1.35M +26,681 +340%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.57M +$224K +4,445 +15%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.22M +$81.1K +1,608 +7%
Bank of America
11
Bank of America
North Carolina
$1.13M +$807K +15,995 +202%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.08M +$1.15M +22,746 New
PFS
13
Prospera Financial Services
Texas
$405K -$97.1K -1,925 -18%
Stifel Financial
14
Stifel Financial
Missouri
$367K +$47.4K +940 +14%
PAG
15
Private Advisor Group
New Jersey
$354K +$44.4K +880 +13%
Citadel Advisors
16
Citadel Advisors
Florida
$336K +$358K +7,097 New
WA
17
WFG Advisors
Texas
$133K +$2.07K +41 +1%
DADC
18
D.A. Davidson & Co
Montana
$123K
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$94K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$62K -$56.2K -1,114 -46%
RIA
21
Regal Investment Advisors
Michigan
$41K
NFG
22
Next Financial Group
Texas
$36K
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$29K
Citigroup
24
Citigroup
New York
$29K +$3.38K +67 +12%
FIG
25
Fusion Investment Group
Pennsylvania
$22K +$23.7K +469 New

FAD Hedge Fund Activity: Q3 2015 in Review

28 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q3 2015, worth a combined $31.9M — up 50% from $21.2M a quarter earlier.

Fund positioning in FAD was balanced in Q3 2015: 3 funds opened new positions, 3 closed out, 13 added to existing stakes and 4 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $5.72M. The largest seller was SG Americas Securities, exiting entirely with an estimated $421K sold.

  • 28 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q3 2015, down from 29 in Q2 2015.
  • Funds reported $31.9M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q3 2015, up 50% quarter-over-quarter.
  • 3 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q3 2015 and 3 closed out, a net change of 0 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q3 2015 was Royal Bank of Canada, an estimated $5.72M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q3 2015 was SG Americas Securities, an estimated $421K sold.

Based on aggregated 13F filings for Q3 2015.