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First Trust Multi Cap Growth AlphaDEX Fund

49 hedge funds and large institutions have $118M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 19 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

19% more capital invested

Capital invested by funds: $99.2M → $118M (+$19M)

3.79% more ownership

Funds ownership: 44.83%48.62% (+3.8%)

0% more funds holding

Funds holding: 4949 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

21% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 19

Holders
49
Holders Change
Holders Change %
0%
% of All Funds
0.86%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
15
Reduced
19
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$15.4M
Morgan Stanley
2
Morgan Stanley
New York
$15M +$7.58M +62,909 +98%
LPL Financial
3
LPL Financial
California
$14M +$5.73M +47,541 +67%
Wells Fargo
4
Wells Fargo
California
$7.95M +$5.69M +47,154 +235%
PFA
5
Plotkin Financial Advisors
Maryland
$7.18M -$114K -943 -2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$6.2M -$996K -8,259 -14%
Truist Financial
7
Truist Financial
North Carolina
$5.6M +$594K +4,926 +12%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$4.19M -$160K -1,325 -4%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.91M +$284K +2,352 +8%
KAS
10
Kestra Advisory Services
Texas
$3.85M +$1.37M +11,360 +54%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$3.55M +$2.18M +18,071 +152%
RJA
12
Raymond James & Associates
Florida
$3.14M +$48.3K +401 +2%
PAG
13
Private Advisor Group
New Jersey
$3.03M +$1.26M +10,476 +69%
Bank of America
14
Bank of America
North Carolina
$2.98M +$203K +1,684 +7%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$2.37M -$2.87M -23,788 -54%
SFPG
16
Stonebridge Financial Planning Group
Florida
$2.37M -$30.7K -255 -1%
KIG
17
Kowal Investment Group
Wisconsin
$1.92M -$69.7K -578 -3%
CAN
18
Cetera Advisor Networks
California
$1.37M -$120K -993 -8%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$1.05M -$1.21K -10 -0.1%
IA
20
IFP Advisors
Florida
$1.03M -$10K -83 -0.9%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.02M -$106K -881 -9%
UBS Group
22
UBS Group
Switzerland
$1.01M +$74.9K +621 +8%
GSWM
23
Golden State Wealth Management
California
$976K -$48.2K -400 -5%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$951K +$11.9K +99 +1%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$861K +$392K +3,254 +81%

FAD Hedge Fund Activity: Q3 2021 in Review

49 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q3 2021, worth a combined $118M — up 19% from $99.2M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FAD positions and 3 closed out — a net gain of 1 holder — while 15 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $7.58M. The largest seller was Susquehanna International Group, cutting an estimated $2.87M.

  • 49 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $118M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q3 2021, up 19% quarter-over-quarter.
  • 4 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q3 2021 and 3 closed out, a net change of +1 holder.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q3 2021 was Morgan Stanley, an estimated $7.58M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q3 2021 was Susquehanna International Group, an estimated $2.87M sold.

Based on aggregated 13F filings for Q3 2021.