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First Trust Multi Cap Growth AlphaDEX Fund
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Overview Fund Activity

49 hedge funds and large institutions have $118M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 19 reducing their positions, and 3 closing their positions.

Holders
49
Holders Change
–
Holders Change %
0%
% of All Funds
0.86%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
15
Reduced
19
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$15M
2
LPL Financial
2
LPL Financial
California
$14M
3
Wells Fargo
3
Wells Fargo
California
$7.95M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$3.55M
5
KAS
5
Kestra Advisory Services
Texas
$3.85M

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$2.37M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.2M
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
FAM
4
Flaharty Asset Management
Florida
$768K
5
Ameriprise
5
Ameriprise
Minnesota
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Goldman Sachs
1
Goldman Sachs
New York
$15.4M 130,021 – –
Morgan Stanley
2
Morgan Stanley
New York
$15M 126,864 +62,909 +98%
LPL Financial
3
LPL Financial
California
$14M 118,718 +47,541 +67%
Wells Fargo
4
Wells Fargo
California
$7.95M 67,203 +47,154 +235%
PFA
5
Plotkin Financial Advisors
Maryland
$7.18M 60,707 -943 -2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$6.2M 52,460 -8,259 -14%
Truist Financial
7
Truist Financial
North Carolina
$5.6M 47,311 +4,926 +12%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$4.19M 35,435 -1,325 -4%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.91M 33,068 +2,352 +8%
KAS
10
Kestra Advisory Services
Texas
$3.85M 32,563 +11,360 +54%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$3.55M 29,977 +18,071 +152%
RJA
12
Raymond James & Associates
Florida
$3.14M 26,561 +401 +2%
PAG
13
Private Advisor Group
New Jersey
$3.03M 25,583 +10,476 +69%
Bank of America
14
Bank of America
North Carolina
$2.98M 25,212 +1,684 +7%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$2.37M 20,052 -23,788 -54%
SFPG
16
Stonebridge Financial Planning Group
Florida
$2.37M 18,292 -255 -1%
KIG
17
Kowal Investment Group
Wisconsin
$1.92M 16,217 -578 -3%
CAN
18
Cetera Advisor Networks
California
$1.37M 11,563 -993 -8%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$1.05M 8,889 -10 -0.1%
IA
20
IFP Advisors
Florida
$1.03M 8,694 -83 -0.9%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.02M 8,631 -881 -9%
UBS Group
22
UBS Group
Switzerland
$1.01M 8,545 +621 +8%
GSWM
23
Golden State Wealth Management
California
$976K 8,252 -400 -5%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$951K 8,045 +99 +1%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$861K 7,277 +3,254 +81%
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