Ameriprise’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Ameriprise’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-1,684	Closed	-$201K	–	3885
2021 Q2	$201K	Buy	+1,684	New	+$190K	﹤0.01%	3749
2020 Q1	–	Sell	-2,602	Closed	-$201K	–	3667
2019 Q4	$201K	Sell	2,602 -2,525	-49%	-$189K	﹤0.01%	3578
2019 Q3	$376K	Buy	+5,127	New	+$384K	﹤0.01%	3387
2017 Q4	–	Sell	-9,473	Closed	-$584K	–	3657
2017 Q3	$584K	Sell	9,473 -5,758	-38%	-$342K	﹤0.01%	3165
2017 Q2	$889K	Buy	15,231 +249	+2%	+$14.3K	﹤0.01%	2997
2017 Q1	$842K	Sell	14,982 -1,338	-8%	-$73.5K	﹤0.01%	2979
2016 Q4	$854K	Buy	16,320 +7,130	+78%	+$370K	﹤0.01%	3032
2016 Q3	$486K	Buy	+9,190	New	+$485K	﹤0.01%	3218

Other funds holding FAD

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

PFA

Plotkin Financial Advisors Chevy Chase, Maryland $241M AUM 34.14% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Ameriprise's FAD Position: Q3 2021 in Review

Ameriprise sold out of First Trust Multi Cap Growth AlphaDEX Fund (FAD) in Q3 2021, closing a stake of 1,684 shares — an estimated $201K sold.

Ameriprise first reported a position in FAD in Q3 2016 and held it in 8 quarters. The position peaked at $889K in Q2 2017. 49 funds tracked by Wall St. Rank hold FAD as of Q3 2021.

Ameriprise reported no remaining First Trust Multi Cap Growth AlphaDEX Fund position as of Q3 2021 after selling out during the quarter.
Ameriprise sold 1,684 First Trust Multi Cap Growth AlphaDEX Fund shares in Q3 2021, an estimated $201K.
Ameriprise first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q3 2016 and held it in 8 quarters.
Ameriprise's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $889K in Q2 2017.
49 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q3 2021.

Based on Ameriprise's 13F filing for Q3 2021, filed 15 Nov 2021.