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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Overview Fund Activity

46 hedge funds and large institutions have $55M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
-4
Holders Change %
-8%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
13
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$1.48M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$725K
3
GSWM
Golden State Wealth Management
California
+$627K
4
Jane Street
Jane Street
New York
+$529K
5
Morgan Stanley
Morgan Stanley
New York
+$200K

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$7.07M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.7M
3
DADC
D.A. Davidson & Co
Montana
-$1.52M
4
RFWA
RPg Family Wealth Advisory
Massachusetts
-$1.51M
5
Wells Fargo
Wells Fargo
California
-$1.36M
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$6.28M -$668K -11,050 -10%
Morgan Stanley
2
Morgan Stanley
New York
$5.68M +$200K +3,300 +4%
PFA
3
Plotkin Financial Advisors
Maryland
$5.66M -$168K -2,772 -3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.18M +$725K +11,990 +21%
Goldman Sachs
5
Goldman Sachs
New York
$4.15M – – –
UBS Group
6
UBS Group
Switzerland
$3.85M +$128K +2,110 +3%
Truist Financial
7
Truist Financial
North Carolina
$2.3M -$31.2K -516 -1%
Wells Fargo
8
Wells Fargo
California
$2.02M -$1.36M -22,533 -40%
PAG
9
Private Advisor Group
New Jersey
$1.96M +$82.3K +1,361 +4%
Bank of America
10
Bank of America
North Carolina
$1.94M +$124K +2,051 +7%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.77M -$7.07M -116,867 -80%
Citadel Advisors
12
Citadel Advisors
Florida
$1.71M -$28.8K -477 -2%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$1.48M +$1.48M +24,390 New
RJA
14
Raymond James & Associates
Florida
$1.46M -$6.11K -101 -0.4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.36M -$131K -2,173 -9%
SFPG
16
Stonebridge Financial Planning Group
Florida
$1.25M -$434K -6,839 -26%
VWA
17
V Wealth Advisors
Kansas
$837K +$11.4K +189 +1%
Osaic Holdings
18
Osaic Holdings
Arizona
$795K +$795K +13,163 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$730K +$38.9K +643 +6%
Jane Street
20
Jane Street
New York
$695K +$529K +8,750 +320%
GSWM
21
Golden State Wealth Management
California
$627K +$627K +10,372 New
IA
22
IFP Advisors
Florida
$599K -$308 -5 -0.1%
FAAS
23
First Allied Advisory Services
California
$598K -$131K -2,164 -18%
LI
24
LVZ Inc
Michigan
$472K +$20.3K +335 +4%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$447K -$1.7M -28,182 -79%
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