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First Trust Multi Cap Growth AlphaDEX Fund

83 hedge funds and large institutions have $228M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2025 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 33 increasing their positions, 26 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

27% more capital invested

Capital invested by funds: $179M → $228M (+$49M)

27% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 26

6% more funds holding

Funds holding: 7883 (+5)

3.59% more ownership

Funds ownership: 62.53%66.13% (+3.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
83
Holders Change
+5
Holders Change %
+6.41%
% of All Funds
1.09%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
9
Increased
33
Reduced
26
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$47.6M +$14.4M +93,900 +46%
Wells Fargo
2
Wells Fargo
California
$20.9M +$986K +6,441 +5%
LPL Financial
3
LPL Financial
California
$20.3M +$3.76M +24,559 +24%
Raymond James Financial
4
Raymond James Financial
Florida
$18.9M -$2.59M -16,905 -13%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$9.5M -$922K -6,026 -9%
Truist Financial
6
Truist Financial
North Carolina
$8.21M +$379K +2,478 +5%
Goldman Sachs
7
Goldman Sachs
New York
$8.03M -$286K -1,870 -4%
Osaic Holdings
8
Osaic Holdings
Arizona
$7.52M +$6.69M +43,734 +947%
PFA
9
Plotkin Financial Advisors
Maryland
$7.33M +$4.59K +30 +0.1%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$5.69M +$781K +5,105 +17%
RFWA
11
RPg Family Wealth Advisory
Massachusetts
$5.24M +$17.8K +116 +0.4%
Bank of America
12
Bank of America
North Carolina
$4.87M -$208K -1,361 -4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$4.35M +$299K +1,957 +8%
SIM
14
Synergy Investment Management
Florida
$4.22M +$4.02M +26,270 New
Creative Planning
15
Creative Planning
Kansas
$4.08M -$367K -2,397 -9%
WMP
16
Wealth Management Partners
Arizona
$3.97M +$108K +705 +3%
GWM
17
Geneos Wealth Management
Colorado
$3.47M +$156K +1,020 +5%
Citadel Advisors
18
Citadel Advisors
Florida
$3.21M +$2.67M +17,431 +676%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$2.65M +$268K +1,751 +12%
PAG
20
Private Advisor Group
New Jersey
$2.27M +$21K +137 +1%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$2.27M -$17.9K -117 -0.8%
WWA
22
WCG Wealth Advisors
Nevada
$2.23M +$31.1K +203 +1%
UBS Group
23
UBS Group
Switzerland
$2.03M -$232K -1,513 -11%
Jones Financial Companies
24
Jones Financial Companies
Missouri
$1.99M +$199K +1,300 +12%
Stifel Financial
25
Stifel Financial
Missouri
$1.77M +$34.1K +223 +2%

FAD Hedge Fund Activity: Q3 2025 in Review

83 of the 7,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q3 2025, worth a combined $228M — up 27% from $179M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FAD positions and 4 closed out — a net gain of 5 holders — while 33 added to existing stakes and 26 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $14.4M. The largest seller was Raymond James Financial, cutting an estimated $2.59M.

  • 83 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q3 2025, up from 78 in Q2 2025.
  • Funds reported $228M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q3 2025, up 27% quarter-over-quarter.
  • 9 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q3 2025 and 4 closed out, a net change of +5 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q3 2025 was Morgan Stanley, an estimated $14.4M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q3 2025 was Raymond James Financial, an estimated $2.59M sold.

Based on aggregated 13F filings for Q3 2025.