LPL Financial
FAD icon

LPL Financial’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

LPL Financial’s Portfolio FAD Stock Details FAD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$31.5M Buy
197,933
+72,825
+58% +$12.1M 0.01% 1165
2025
Q4 		$20.2M Sell
125,108
-1,299
-1% -$210K 0.01% 1403
2025
Q3 		$20.3M Buy
126,407
+24,559
+24% +$3.76M 0.01% 1357
2025
Q2 		$15M Sell
101,848
-9,138
-8% -$1.23M 0.01% 1439
2025
Q1 		$14.4M Buy
110,986
+22,026
+25% +$3.06M 0.01% 1364
2024
Q4 		$12.3M Buy
88,960
+6,038
+7% +$851K 0.01% 1391
2024
Q3 		$11.1M Buy
82,922
+365
+0.4% +$46.2K ﹤0.01% 1396
2024
Q2 		$10.2M Buy
82,557
+1,905
+2% +$231K 0.01% 1367
2024
Q1 		$10M Sell
80,652
-33
-0% -$3.85K 0.01% 1323
2023
Q4 		$9.06M Buy
80,685
+11,810
+17% +$1.21M 0.01% 1312
2023
Q3 		$6.9M Buy
68,875
+3,214
+5% +$337K ﹤0.01% 1401
2023
Q2 		$6.93M Buy
65,661
+10,299
+19% +$1.02M 0.01% 1384
2023
Q1 		$5.42M Buy
55,362
+4,071
+8% +$399K ﹤0.01% 1454
2022
Q4 		$4.86M Sell
51,291
-40,812
-44% -$3.94M ﹤0.01% 1473
2022
Q3 		$8.25M Sell
92,103
-19,025
-17% -$1.87M 0.01% 1061
2022
Q2 		$10.2M Sell
111,128
-8,681
-7% -$873K 0.01% 952
2022
Q1 		$13.4M Sell
119,809
-19,162
-14% -$2.13M 0.01% 840
2021
Q4 		$17.5M Buy
138,971
+20,253
+17% +$2.52M 0.01% 740
2021
Q3 		$14M Buy
118,718
+47,541
+67% +$5.73M 0.01% 775
2021
Q2 		$8.51M Sell
71,177
-47,070
-40% -$5.3M 0.01% 1000
2021
Q1 		$12.8M Buy
118,247
+27,738
+31% +$3.05M 0.01% 713
2020
Q4 		$9.39M Sell
90,509
-32,894
-27% -$3.12M 0.01% 774
2020
Q3 		$10.6M Buy
123,403
+21,596
+21% +$1.81M 0.02% 616
2020
Q2 		$7.93M Sell
101,807
-2,001
-2% -$142K 0.01% 674
2020
Q1 		$6.28M Sell
103,808
-11,050
-10% -$811K 0.01% 658
2019
Q4 		$8.87M Sell
114,858
-21,231
-16% -$1.59M 0.02% 622
2019
Q3 		$9.97M Buy
136,089
+4,445
+3% +$333K 0.02% 537
2019
Q2 		$9.83M Sell
131,644
-24,522
-16% -$1.78M 0.02% 515
2019
Q1 		$11.2M Buy
156,166
+7,431
+5% +$509K 0.03% 459
2018
Q4 		$9.12M Buy
148,735
+15,904
+12% +$1.07M 0.02% 477
2018
Q3 		$10.2M Buy
132,831
+20,701
+18% +$1.56M 0.02% 485
2018
Q2 		$8.09M Buy
112,130
+22,757
+25% +$1.61M 0.02% 530
2018
Q1 		$6.07M Buy
89,373
+5,947
+7% +$406K 0.02% 618
2017
Q4 		$5.48M Buy
83,426
+35,234
+73% +$2.26M 0.02% 630
2017
Q3 		$2.97M Buy
48,192
+3,120
+7% +$185K 0.01% 806
2017
Q2 		$2.63M Sell
45,072
-13,145
-23% -$752K 0.01% 797
2017
Q1 		$3.24M Sell
58,217
-13,768
-19% -$757K 0.02% 597
2016
Q4 		$3.8M Sell
71,985
-6,442
-8% -$334K 0.03% 516
2016
Q3 		$4.08M Buy
78,427
+32,647
+71% +$1.72M 0.04% 457
2016
Q2 		$2.35M Sell
45,780
-150,922
-77% -$7.53M 0.02% 680
2016
Q1 		$9.68M Buy
196,702
+24,047
+14% +$1.12M 0.03% 448
2015
Q4 		$8.41M Buy
172,655
+136,963
+384% +$6.83M 0.02% 503
2015
Q3 		$1.74M Buy
35,692
+1,779
+5% +$89.7K 0.01% 906
2015
Q2 		$1.73M Buy
33,913
+3,497
+11% +$178K 0.01% 997
2015
Q1 		$1.55M Buy
30,416
+2,814
+10% +$140K 0.01% 1062
2014
Q4 		$1.35M Sell
27,602
-1,723
-6% -$80.7K 0.01% 1108
2014
Q3 		$1.31M Sell
29,325
-84
-0.3% -$3.91K 0.01% 1102
2014
Q2 		$1.38M Sell
29,409
-4,483
-13% -$202K 0.01% 1112
2014
Q1 		$1.54M Buy
33,892
+7,389
+28% +$333K 0.01% 985
2013
Q4 		$1.2M Buy
26,503
+10,120
+62% +$434K 0.01% 1121
2013
Q3 		$681K Buy
16,383
+1,153
+8% +$45.7K ﹤0.01% 1437
2013
Q2 		$574K Buy
+15,230
New +$569K ﹤0.01% 1467

Other funds holding FAD

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
PFA
Plotkin Financial Advisors Chevy Chase, Maryland $199M AUM 19.26% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial's FAD Position: Q1 2026 in Review

LPL Financial increased its First Trust Multi Cap Growth AlphaDEX Fund (FAD) stake by 58% in Q1 2026, buying an estimated $12.1M and bringing the position to 197,933 shares worth $31.5M. The position accounts for 0.01% of the portfolio, ranked #1165.

LPL Financial first reported a position in FAD in Q2 2013 and has held it in 52 quarters since. 99 funds tracked by Wall St. Rank hold FAD as of Q1 2026.

  • LPL Financial held 197,933 shares of First Trust Multi Cap Growth AlphaDEX Fund worth $31.5M as of Q1 2026.
  • LPL Financial bought 72,825 First Trust Multi Cap Growth AlphaDEX Fund shares in Q1 2026, an estimated $12.1M.
  • First Trust Multi Cap Growth AlphaDEX Fund made up 0.01% of LPL Financial's portfolio in Q1 2026, its #1165 holding.
  • LPL Financial first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q2 2013 and has held it in 52 quarters since.
  • 99 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.