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First Trust Multi Cap Growth AlphaDEX Fund
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Overview Fund Activity

34 hedge funds and large institutions have $32.2M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
-1
Holders Change %
-2.86%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
$4.08M
2
WI
Wintrust Investments
Illinois
$700K
3
Jane Street
Jane Street
New York
$1.83M
4
Ameriprise
Ameriprise
Minnesota
$486K
5
Citadel Advisors
Citadel Advisors
Florida
$385K

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$577K
2
RFWA
RPg Family Wealth Advisory
Massachusetts
$1.34M
3
VKH
Virtu KCG Holdings
New York
$0
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$2.3M
5
UBS Group
UBS Group
Switzerland
$923K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$4.74M +$109K +2,061 +2%
LPL Financial
2
LPL Financial
California
$4.08M +$1.7M +32,647 +71%
Goldman Sachs
3
Goldman Sachs
New York
$3M – – –
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.3M -$436K -8,306 -16%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.03M +$155K +2,932 +8%
IA
6
IFP Advisors
Florida
$1.97M +$180K +3,409 +10%
Jane Street
7
Jane Street
New York
$1.83M +$587K +11,095 +47%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.61M +$174K +3,293 +12%
Wells Fargo
9
Wells Fargo
California
$1.38M +$350K +6,616 +34%
RFWA
10
RPg Family Wealth Advisory
Massachusetts
$1.34M -$1.45M -27,392 -52%
RJA
11
Raymond James & Associates
Florida
$947K +$106K +2,000 +13%
UBS Group
12
UBS Group
Switzerland
$923K -$348K -6,581 -27%
Bank of America
13
Bank of America
North Carolina
$829K +$162K +3,067 +24%
IH
14
IFC Holdings
Florida
$788K -$325K -6,131 -29%
WI
15
Wintrust Investments
Illinois
$700K +$700K +13,220 New
SG Americas Securities
16
SG Americas Securities
New York
$630K +$294K +5,600 +87%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$577K -$1.56M -29,538 -73%
Ameriprise
18
Ameriprise
Minnesota
$486K +$486K +9,190 New
PAG
19
Private Advisor Group
New Jersey
$402K +$14.1K +270 +4%
Citadel Advisors
20
Citadel Advisors
Florida
$385K +$385K +7,328 New
Stifel Financial
21
Stifel Financial
Missouri
$350K -$112K -2,113 -24%
CWM
22
Concert Wealth Management
California
$220K +$220K +4,196 New
CCA
23
Clearwater Capital Advisors
Illinois
$206K -$21.9K -420 -10%
WA
24
WFG Advisors
Texas
$175K +$15.4K +291 +10%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$81K – – –
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