Wintrust Investments’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Wintrust Investments’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-2,786	Closed	-$240K	–	237
2020 Q3	$240K	Sell	2,786 -527	-16%	-$44.1K	0.03%	297
2020 Q2	$258K	Hold	3,313	–	–	0.04%	288
2020 Q1	$200K	Sell	3,313 -700	-17%	-$51.4K	0.03%	304
2019 Q4	$310K	Sell	4,013 -5,313	-57%	-$398K	0.04%	281
2019 Q3	$684K	Hold	9,326	–	–	0.1%	159
2019 Q2	$696K	Hold	9,326	–	–	0.11%	157
2019 Q1	$668K	Sell	9,326 -1,400	-13%	-$95.8K	0.11%	158
2018 Q4	$658K	Buy	10,726 +2,202	+26%	+$148K	0.12%	143
2018 Q3	$656K	Sell	8,524 -540	-6%	-$40.6K	0.11%	177
2018 Q2	$654K	Sell	9,064 -145	-2%	-$10.2K	0.11%	173
2018 Q1	$626K	Sell	9,209 -253	-3%	-$17.3K	0.16%	117
2017 Q4	$621K	Sell	9,462 -446	-5%	-$28.6K	0.15%	150
2017 Q3	$611K	Hold	9,908	–	–	0.15%	141
2017 Q2	$578K	Sell	9,908 -945	-9%	-$54.1K	0.15%	144
2017 Q1	$610K	Buy	10,853 +2,195	+25%	+$121K	0.17%	136
2016 Q4	$453K	Sell	8,658 -4,562	-35%	-$237K	0.19%	111
2016 Q3	$700K	Buy	+13,220	New	+$697K	0.32%	59

Other funds holding FAD

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PFA

Plotkin Financial Advisors Chevy Chase, Maryland $199M AUM 19.26% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wintrust Investments's FAD Position: Q4 2020 in Review

Wintrust Investments sold out of First Trust Multi Cap Growth AlphaDEX Fund (FAD) in Q4 2020, closing a stake of 2,786 shares — an estimated $240K sold.

Wintrust Investments first reported a position in FAD in Q3 2016 and held it in 17 quarters. The position peaked at $700K in Q3 2016. 48 funds tracked by Wall St. Rank hold FAD as of Q4 2020.

Wintrust Investments reported no remaining First Trust Multi Cap Growth AlphaDEX Fund position as of Q4 2020 after selling out during the quarter.
Wintrust Investments sold 2,786 First Trust Multi Cap Growth AlphaDEX Fund shares in Q4 2020, an estimated $240K.
Wintrust Investments first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q3 2016 and held it in 17 quarters.
Wintrust Investments's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $700K in Q3 2016.
48 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q4 2020.

Based on Wintrust Investments's 13F filing for Q4 2020, filed 8 Feb 2021.