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First Trust Multi Cap Growth AlphaDEX Fund

50 hedge funds and large institutions have $85.5M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

13% more capital invested

Capital invested by funds: $75.5M → $85.5M (+$10M)

9% more funds holding

Funds holding: 4650 (+4)

4.11% more ownership

Funds ownership: 41.99%46.11% (+4.1%)

25% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 16

Holders
50
Holders Change
+4
Holders Change %
+8.7%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
12
Reduced
16
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$11.3M -$3.12M -41,654 -22%
LPL Financial
2
LPL Financial
California
$8.87M -$1.59M -21,231 -16%
PFA
3
Plotkin Financial Advisors
Maryland
$7.45M +$7.22M +96,363 New
Morgan Stanley
4
Morgan Stanley
New York
$7M -$69.3K -925 -1%
Goldman Sachs
5
Goldman Sachs
New York
$5.3M
UBS Group
6
UBS Group
Switzerland
$4.76M +$5.84K +78 +0.1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.42M +$854K +11,408 +25%
Wells Fargo
8
Wells Fargo
California
$4.32M -$52K -694 -1%
Truist Financial
9
Truist Financial
North Carolina
$2.98M +$2.89M +38,574 New
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.75M +$2.42M +32,367 +1,009%
PAG
11
Private Advisor Group
New Jersey
$2.39M -$23.4K -312 -1%
Bank of America
12
Bank of America
North Carolina
$2.32M -$439K -5,861 -16%
DADC
13
D.A. Davidson & Co
Montana
$2.28M -$55.5K -741 -2%
Citadel Advisors
14
Citadel Advisors
Florida
$2.22M +$1.72M +22,954 +399%
SFPG
15
Stonebridge Financial Planning Group
Florida
$2.05M +$1.98M +26,479 New
RFWA
16
RPg Family Wealth Advisory
Massachusetts
$1.99M +$101K +1,348 +6%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.9M -$94.4K -1,260 -5%
RJA
18
Raymond James & Associates
Florida
$1.87M +$97.7K +1,305 +6%
NL
19
NWAM LLC
Washington
$1.09M +$163K +2,183 +18%
VWA
20
V Wealth Advisors
Kansas
$1M
FAAS
21
First Allied Advisory Services
California
$927K +$30.5K +407 +3%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$883K -$941K -12,567 -52%
AG
23
Advisor Group
Arizona
$841K +$4.79K +64 +0.6%
IA
24
IFP Advisors
Florida
$750K -$87.5K -1,168 -11%
LI
25
LVZ Inc
Michigan
$577K +$1.12K +15 +0.2%

FAD Hedge Fund Activity: Q4 2019 in Review

50 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q4 2019, worth a combined $85.5M — up 13% from $75.5M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FAD positions and 5 closed out — a net gain of 5 holders — while 12 added to existing stakes and 16 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $2.89M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $3.12M.

  • 50 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q4 2019, up from 46 in Q3 2019.
  • Funds reported $85.5M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q4 2019, up 13% quarter-over-quarter.
  • 10 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q4 2019 and 5 closed out, a net change of +5 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q4 2019 was Truist Financial, an estimated $2.89M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q4 2019 was Raymond James Financial Services Advisors, an estimated $3.12M sold.

Based on aggregated 13F filings for Q4 2019.