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First Trust Multi Cap Growth AlphaDEX Fund

57 hedge funds and large institutions have $85.1M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 18 increasing their positions, 16 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

650% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 2

27% more funds holding

Funds holding: 4557 (+12)

14% more capital invested

Capital invested by funds: $74.6M → $85.1M (+$10.5M)

13% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 16

6.1% more ownership

Funds ownership: 47.65%53.75% (+6.1%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
57
Holders Change
+12
Holders Change %
+26.67%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
18
Reduced
16
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$9.95M -$3.67M -38,008 -27%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$7.08M +$3.3M +34,194 +85%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$6.36M +$1.39M +14,430 +27%
Morgan Stanley
4
Morgan Stanley
New York
$5.42M +$90.5K +937 +2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.04M -$823K -8,523 -14%
LPL Financial
6
LPL Financial
California
$4.86M -$3.94M -40,812 -44%
PFA
7
Plotkin Financial Advisors
Maryland
$4.79M -$228K -2,358 -4%
Truist Financial
8
Truist Financial
North Carolina
$4.12M -$25.8K -267 -0.6%
RJA
9
Raymond James & Associates
Florida
$3.87M +$1.71M +17,736 +77%
F
10
F3Logic
Minnesota
$3.39M +$3.45M +35,744 New
GBS
11
Gallagher Benefit Services
Illinois
$3.39M +$3.45M +35,744 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$3.06M -$71.8K -743 -2%
KIG
13
Kowal Investment Group
Wisconsin
$2.93M +$665K +6,880 +29%
Bank of America
14
Bank of America
North Carolina
$2.45M -$48.4K -501 -2%
Wells Fargo
15
Wells Fargo
California
$2.27M +$372K +3,854 +19%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.72M +$213K +2,206 +14%
SFPG
17
Stonebridge Financial Planning Group
Florida
$1.45M -$35.7K -370 -2%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.37M +$244K +2,525 +21%
6F
19
626 Financial
Michigan
$1.09M
VWA
20
V Wealth Advisors
Kansas
$1.03M +$97 +1 +0%
UBS Group
21
UBS Group
Switzerland
$769K +$78K +807 +11%
MCC
22
Money Concepts Capital
Florida
$749K +$763K +7,897 New
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$601K +$84.4K +874 +16%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$583K -$274K -2,832 -32%
AR
25
Apeiron RIA
Texas
$580K +$6.09K +63 +1%

FAD Hedge Fund Activity: Q4 2022 in Review

57 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q4 2022, worth a combined $85.1M — up 14% from $74.6M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FAD positions and 2 closed out — a net gain of 13 holders — while 18 added to existing stakes and 16 trimmed.

The largest buyer was F3Logic, opening a new position worth an estimated $3.45M. The largest seller was LPL Financial, cutting an estimated $3.94M.

  • 57 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q4 2022, up from 45 in Q3 2022.
  • Funds reported $85.1M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q4 2022, up 14% quarter-over-quarter.
  • 15 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q4 2022 and 2 closed out, a net change of +13 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q4 2022 was F3Logic, an estimated $3.45M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q4 2022 was LPL Financial, an estimated $3.94M sold.

Based on aggregated 13F filings for Q4 2022.