We are live on ! Find out more
FAD icon

First Trust Multi Cap Growth AlphaDEX Fund

41 hedge funds and large institutions have $69.4M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more capital invested

Capital invested by funds: $55M → $69.4M (+$14.4M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.52% less ownership

Funds ownership: 43.92%43.39% (-0.52%)

11% less funds holding

Funds holding: 4641 (-5)

41% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 17

63% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 8

Holders
41
Holders Change
-5
Holders Change %
-10.87%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
10
Reduced
17
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$7.93M -$142K -2,001 -2%
PFA
2
Plotkin Financial Advisors
Maryland
$7.06M -$211K -2,972 -3%
Morgan Stanley
3
Morgan Stanley
New York
$7.06M -$234K -3,290 -4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$5.67M +$255K +3,585 +5%
Goldman Sachs
5
Goldman Sachs
New York
$5.35M
UBS Group
6
UBS Group
Switzerland
$4.27M -$633K -8,913 -14%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.43M +$1.05M +14,793 +51%
Truist Financial
8
Truist Financial
North Carolina
$2.84M -$116K -1,632 -4%
Citadel Advisors
9
Citadel Advisors
Florida
$2.65M +$412K +5,809 +21%
PAG
10
Private Advisor Group
New Jersey
$2.55M +$27.1K +381 +1%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$2.44M +$1.7M +23,964 +324%
Wells Fargo
12
Wells Fargo
California
$2.27M -$307K -4,327 -13%
Bank of America
13
Bank of America
North Carolina
$2.22M -$263K -3,704 -12%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.87M +$110K +1,555 +7%
RJA
15
Raymond James & Associates
Florida
$1.85M -$28.4K -400 -2%
SFPG
16
Stonebridge Financial Planning Group
Florida
$1.51M -$35.8K -504 -3%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.19M +$144K +2,033 +15%
VWA
18
V Wealth Advisors
Kansas
$1.07M -$10.8K -152 -1%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$861K -$72.7K -1,024 -8%
FAAS
20
First Allied Advisory Services
California
$767K -$3.55K -50 -0.5%
IA
21
IFP Advisors
Florida
$725K -$14.5K -204 -2%
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$566K +$137K +1,934 +36%
CAN
23
Cetera Advisor Networks
California
$532K +$485K +6,825 New
VFA
24
Voya Financial Advisors
Connecticut
$440K +$4.54K +64 +1%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$399K +$364K +5,121 New

FAD Hedge Fund Activity: Q2 2020 in Review

41 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q2 2020, worth a combined $69.4M — up 26% from $55M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FAD and 3 opened new positions — a net loss of 5 holders — while 17 trimmed existing stakes and 10 added.

The largest buyer was Susquehanna International Group, adding an estimated $1.7M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $1.48M sold.

  • 41 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q2 2020, down from 46 in Q1 2020.
  • Funds reported $69.4M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q2 2020, up 26% quarter-over-quarter.
  • 3 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q2 2020 and 8 closed out, a net change of -5 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q2 2020 was Susquehanna International Group, an estimated $1.7M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q2 2020 was Envestnet Asset Management, an estimated $1.48M sold.

Based on aggregated 13F filings for Q2 2020.