We are live on ! Find out more
FAD icon

First Trust Multi Cap Growth AlphaDEX Fund

46 hedge funds and large institutions have $88.8M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

27% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 15

11% more capital invested

Capital invested by funds: $80.1M → $88.8M (+$8.69M)

7% more funds holding

Funds holding: 4346 (+3)

1.68% less ownership

Funds ownership: 50.35%48.67% (-1.7%)

Holders
46
Holders Change
+3
Holders Change %
+6.98%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
19
Reduced
15
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$16.9M +$2.92M +42,641 +22%
LPL Financial
2
LPL Financial
California
$11.2M +$509K +7,431 +5%
Morgan Stanley
3
Morgan Stanley
New York
$7.55M -$433K -6,325 -6%
UBS Group
4
UBS Group
Switzerland
$4.89M -$423K -6,184 -8%
Goldman Sachs
5
Goldman Sachs
New York
$3.95M -$3.42M -50,000 -48%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.46M +$2.18M +31,843 +194%
Wells Fargo
7
Wells Fargo
California
$3M -$1.09M -15,976 -28%
BTS
8
BB&T Securities
Virginia
$2.99M +$96.8K +1,414 +4%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.64M -$508K -7,427 -17%
Citadel Advisors
10
Citadel Advisors
Florida
$2.44M -$477K -6,966 -17%
Bank of America
11
Bank of America
North Carolina
$2.41M +$102K +1,485 +5%
IA
12
IFP Advisors
Florida
$2.35M -$336K -4,916 -13%
SFS
13
Sowell Financial Services
Arkansas
$2.34M -$3.97K -58 -0.2%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$2.24M -$8.15M -119,056 -79%
KWM
15
Kingsview Wealth Management
Oregon
$2.23M +$2.26K +33 +0.1%
DADC
16
D.A. Davidson & Co
Montana
$1.85M +$1.73M +25,329 +611%
RJA
17
Raymond James & Associates
Florida
$1.83M +$91.4K +1,335 +6%
RFWA
18
RPg Family Wealth Advisory
Massachusetts
$1.73M +$96.9K +1,416 +6%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.57M +$732K +10,701 +96%
Stifel Financial
20
Stifel Financial
Missouri
$1.34M +$255K +3,730 +25%
GIA
21
Gladstone Institutional Advisory
Florida
$1.2M -$11.2K -164 -1%
Jane Street
22
Jane Street
New York
$1M +$959K +14,009 New
GSWM
23
Golden State Wealth Management
California
$981K +$937K +13,687 New
VWA
24
V Wealth Advisors
Kansas
$842K +$66K +964 +9%
MML Investors Services
25
MML Investors Services
Massachusetts
$763K -$750K -10,954 -51%

FAD Hedge Fund Activity: Q1 2019 in Review

46 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q1 2019, worth a combined $88.8M — up 11% from $80.1M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FAD positions and 1 closed out — a net gain of 3 holders — while 19 added to existing stakes and 15 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $2.92M. The largest seller was Susquehanna International Group, cutting an estimated $8.15M.

  • 46 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q1 2019, up from 43 in Q4 2018.
  • Funds reported $88.8M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q1 2019, up 11% quarter-over-quarter.
  • 4 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q1 2019 and 1 closed out, a net change of +3 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q1 2019 was Raymond James Financial Services Advisors, an estimated $2.92M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q1 2019 was Susquehanna International Group, an estimated $8.15M sold.

Based on aggregated 13F filings for Q1 2019.