MML Investors Services’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

MML Investors Services’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$430K	Buy	+2,708	New	+$449K	﹤0.01%	2322
2019 Q3	–	Sell	-4,608	Closed	-$344K	–	1508
2019 Q2	$344K	Sell	4,608 -6,041	-57%	-$439K	﹤0.01%	1211
2019 Q1	$763K	Sell	10,649 -10,954	-51%	-$750K	0.01%	815
2018 Q4	$1.32M	Sell	21,603 -47	-0.2%	-$3.15K	0.02%	561
2018 Q3	$1.67M	Buy	21,650 +9,560	+79%	+$718K	0.03%	511
2018 Q2	$872K	Buy	12,090 +562	+5%	+$39.7K	0.02%	617
2018 Q1	$783K	Buy	11,528 +5,537	+92%	+$378K	0.02%	646
2017 Q4	$393K	Buy	+5,991	New	+$384K	0.01%	959

Other funds holding FAD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

PFA

Plotkin Financial Advisors Chevy Chase, Maryland $199M AUM 19.26% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MML Investors Services's FAD Position: Q1 2026 in Review

MML Investors Services opened a new position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) in Q1 2026: 2,708 shares worth $430K. The stake represents ﹤0.01% of the portfolio and ranks #2322 among its holdings. This is a return to the name: MML Investors Services previously reported a position in FAD as recently as Q2 2019.

MML Investors Services first reported a position in FAD in Q4 2017 and has held it in 8 quarters since. The position peaked at $1.67M in Q3 2018. 99 funds tracked by Wall St. Rank hold FAD as of Q1 2026.

MML Investors Services held 2,708 shares of First Trust Multi Cap Growth AlphaDEX Fund worth $430K as of Q1 2026.
First Trust Multi Cap Growth AlphaDEX Fund was a new MML Investors Services position in Q1 2026.
First Trust Multi Cap Growth AlphaDEX Fund made up ﹤0.01% of MML Investors Services's portfolio in Q1 2026, its #2322 holding.
MML Investors Services first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q4 2017 and has held it in 8 quarters since.
MML Investors Services's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $1.67M in Q3 2018.
99 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q1 2026.

Based on MML Investors Services's 13F filing for Q1 2026, filed 4 May 2026.