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First Trust Multi Cap Growth AlphaDEX Fund
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Overview Fund Activity

37 hedge funds and large institutions have $46.3M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
-3
Holders Change %
-7.5%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$404K
2
Jane Street
Jane Street
New York
+$390K
3
MML Investors Services
MML Investors Services
Massachusetts
+$376K
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$360K
5
KWM
Kingsview Wealth Management
Oregon
+$354K

Top Sellers

1
Baird Financial Group
Baird Financial Group
Wisconsin
-$3.63M
2
AG
Advisor Group
Arizona
-$3.51M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.71M
4
Morgan Stanley
Morgan Stanley
New York
-$712K
5
Wells Fargo
Wells Fargo
California
-$545K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.34M -$712K -10,485 -10%
LPL Financial
2
LPL Financial
California
$6.07M +$404K +5,947 +7%
Bank of America
3
Bank of America
North Carolina
$5.03M +$269K +3,965 +6%
UBS Group
4
UBS Group
Switzerland
$3.8M +$232K +3,422 +7%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.97M +$360K +5,303 +14%
IA
6
IFP Advisors
Florida
$2.84M – – –
Wells Fargo
7
Wells Fargo
California
$2.49M -$545K -8,021 -18%
BTS
8
BB&T Securities
Virginia
$2.23M +$317K +4,669 +17%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.13M +$1.36K +20 +0.1%
AG
10
Advisor Group
Arizona
$1.69M -$3.51M -51,603 -68%
RFWA
11
RPg Family Wealth Advisory
Massachusetts
$1.53M -$55.3K -814 -3%
KWM
12
Kingsview Wealth Management
Oregon
$1.38M +$354K +5,218 +35%
RJA
13
Raymond James & Associates
Florida
$1.23M -$50.3K -741 -4%
Stifel Financial
14
Stifel Financial
Missouri
$880K +$71K +1,044 +9%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$826K -$1.71M -25,105 -67%
MML Investors Services
16
MML Investors Services
Massachusetts
$783K +$376K +5,537 +92%
WI
17
Wintrust Investments
Illinois
$626K -$17.2K -253 -3%
VWA
18
V Wealth Advisors
Kansas
$607K +$88.5K +1,346 +17%
Jane Street
19
Jane Street
New York
$390K +$390K +5,745 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$341K -$29.7K -437 -8%
VFA
21
Voya Financial Advisors
Connecticut
$281K – – –
DADC
22
D.A. Davidson & Co
Montana
$259K +$30.9K +454 +14%
WSTAM
23
Wilbanks Smith & Thomas Asset Management
Virginia
$251K – – –
FAAS
24
First Allied Advisory Services
California
$251K +$251K +3,703 New
MC
25
Moors & Cabot
Massachusetts
$241K +$68 +1 +0%
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