Advisor Group’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Advisor Group’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$841K	Buy	10,885 +64	+0.6%	+$4.79K	0.01%	1317
2019 Q3	$792K	Buy	10,821 +1,717	+19%	+$129K	0.01%	1298
2019 Q2	$680K	Buy	9,104 +615	+7%	+$44.7K	0.01%	1393
2019 Q1	$608K	Buy	8,489 +2,861	+51%	+$196K	0.01%	1457
2018 Q4	$344K	Sell	5,628 -42,076	-88%	-$2.82M	﹤0.01%	1671
2018 Q3	$3.67M	Buy	47,704 +39,695	+496%	+$2.98M	0.04%	427
2018 Q2	$577K	Sell	8,009 -16,802	-68%	-$1.19M	0.01%	1205
2018 Q1	$1.69M	Sell	24,811 -51,603	-68%	-$3.52M	0.02%	629
2017 Q4	$5.02M	Buy	76,414 +4,553	+6%	+$292K	0.07%	259
2017 Q3	$4.43M	Buy	71,861 +69,115	+2,517%	+$4.11M	0.07%	256
2017 Q2	$160K	Buy	2,746 +1,466	+115%	+$83.9K	﹤0.01%	1946
2017 Q1	$72K	Hold	1,280	–	–	﹤0.01%	2411
2016 Q4	$67K	Hold	1,280	–	–	﹤0.01%	2371
2016 Q3	$68K	Hold	1,280	–	–	﹤0.01%	2279
2016 Q2	$65K	Buy	+1,280	New	+$63.9K	﹤0.01%	2222

Other funds holding FAD

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PFA

Plotkin Financial Advisors Chevy Chase, Maryland $199M AUM 19.26% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Advisor Group's FAD Position: Q4 2019 in Review

Advisor Group increased its First Trust Multi Cap Growth AlphaDEX Fund (FAD) stake by 0.59% in Q4 2019, buying an estimated $4.79K and bringing the position to 10,885 shares worth $841K. The position accounts for 0.01% of the portfolio, ranked #1317.

Advisor Group first reported a position in FAD in Q2 2016 and has held it in 15 quarters since. The position peaked at $5.02M in Q4 2017. 50 funds tracked by Wall St. Rank hold FAD as of Q4 2019.

Advisor Group held 10,885 shares of First Trust Multi Cap Growth AlphaDEX Fund worth $841K as of Q4 2019.
Advisor Group bought 64 First Trust Multi Cap Growth AlphaDEX Fund shares in Q4 2019, an estimated $4.79K.
First Trust Multi Cap Growth AlphaDEX Fund made up 0.01% of Advisor Group's portfolio in Q4 2019, its #1317 holding.
Advisor Group first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q2 2016 and has held it in 15 quarters since.
Advisor Group's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $5.02M in Q4 2017.
50 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.