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First Trust Multi Cap Growth AlphaDEX Fund

40 hedge funds and large institutions have $53.4M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 7

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

15% more capital invested

Capital invested by funds: $46.3M → $53.4M (+$7.15M)

8% more funds holding

Funds holding: 3740 (+3)

4.52% more ownership

Funds ownership: 40.58%45.1% (+4.5%)

Holders
40
Holders Change
+3
Holders Change %
+8.11%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
16
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.81M +$564K +8,812 +9%
LPL Financial
2
LPL Financial
California
$5.48M +$2.26M +35,234 +73%
AG
3
Advisor Group
Arizona
$5.02M +$292K +4,553 +6%
Bank of America
4
Bank of America
North Carolina
$4.6M +$1.12M +17,492 +33%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$3.63M -$147K -2,289 -4%
UBS Group
6
UBS Group
Switzerland
$3.44M +$172K +2,679 +5%
Wells Fargo
7
Wells Fargo
California
$2.93M -$1.52M -23,727 -35%
IA
8
IFP Advisors
Florida
$2.84M +$141K +2,195 +5%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.52M +$488K +7,616 +25%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.46M +$1.06M +16,525 +80%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.05M +$119K +1,857 +6%
BTS
12
BB&T Securities
Virginia
$1.85M +$139K +2,173 +8%
RFWA
13
RPg Family Wealth Advisory
Massachusetts
$1.53M -$9.67K -151 -0.6%
RJA
14
Raymond James & Associates
Florida
$1.24M -$118K -1,839 -9%
KWM
15
Kingsview Wealth Management
Oregon
$990K
IH
16
IFC Holdings
Florida
$805K -$11.7K -182 -1%
Stifel Financial
17
Stifel Financial
Missouri
$782K +$49.9K +780 +7%
WI
18
Wintrust Investments
Illinois
$621K -$28.6K -446 -5%
VWA
19
V Wealth Advisors
Kansas
$534K +$73K +1,140 +17%
PAG
20
Private Advisor Group
New Jersey
$505K
MML Investors Services
21
MML Investors Services
Massachusetts
$393K +$384K +5,991 New
BIG
22
Bellwether Investment Group
Tennessee
$368K +$47.8K +746 +15%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$358K -$144K -2,253 -29%
VFA
24
Voya Financial Advisors
Connecticut
$277K
WSTAM
25
Wilbanks Smith & Thomas Asset Management
Virginia
$243K

FAD Hedge Fund Activity: Q4 2017 in Review

40 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q4 2017, worth a combined $53.4M — up 15% from $46.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FAD positions and 4 closed out — a net gain of 3 holders — while 16 added to existing stakes and 7 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.26M. The largest seller was Wells Fargo, cutting an estimated $1.52M.

  • 40 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q4 2017, up from 37 in Q3 2017.
  • Funds reported $53.4M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q4 2017, up 15% quarter-over-quarter.
  • 7 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q4 2017 and 4 closed out, a net change of +3 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q4 2017 was LPL Financial, an estimated $2.26M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q4 2017 was Wells Fargo, an estimated $1.52M sold.

Based on aggregated 13F filings for Q4 2017.