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First Trust Multi Cap Growth AlphaDEX Fund

72 hedge funds and large institutions have $110M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2024 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 22 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

9% more funds holding

Funds holding: 6672 (+6)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $115M → $110M (-$5.13M)

5% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 22

21.04% less ownership

Funds ownership: 72.37%51.34% (-21%)

Holders
72
Holders Change
+6
Holders Change %
+9.09%
% of All Funds
0.95%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
12
Increased
21
Reduced
22
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.3M -$543K -3,857 -4%
LPL Financial
2
LPL Financial
California
$12.3M +$851K +6,038 +7%
Raymond James Financial
3
Raymond James Financial
Florida
$11.3M +$11.5M +81,826 New
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$8.7M -$144K -1,025 -2%
Goldman Sachs
5
Goldman Sachs
New York
$6.91M -$694K -4,927 -9%
PFA
6
Plotkin Financial Advisors
Maryland
$6.35M -$41.8K -297 -0.6%
Truist Financial
7
Truist Financial
North Carolina
$5.38M +$93.1K +661 +2%
Bank of America
8
Bank of America
North Carolina
$3.96M -$87.2K -619 -2%
Wells Fargo
9
Wells Fargo
California
$3.56M +$41.4K +294 +1%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.34M -$315K -2,239 -8%
WMP
11
Wealth Management Partners
Arizona
$3.07M +$48.3K +343 +2%
PAG
12
Private Advisor Group
New Jersey
$2.28M -$25.9K -184 -1%
UBS Group
13
UBS Group
Switzerland
$2.05M +$32.8K +233 +2%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$2.02M +$14.7K +104 +0.7%
SAM
15
Synergy Asset Management
Washington
$1.92M
GWM
16
Geneos Wealth Management
Colorado
$1.89M +$139K +988 +8%
FTS
17
Fifth Third Securities
Ohio
$1.53M +$110K +778 +8%
RFWA
18
RPg Family Wealth Advisory
Massachusetts
$1.53M +$8.88K +63 +0.6%
SFPG
19
Stonebridge Financial Planning Group
Florida
$1.48M -$35.8K -254 -2%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$1.47M -$68.5K -486 -4%
6F
21
626 Financial
Michigan
$1.32M
Stifel Financial
22
Stifel Financial
Missouri
$1.12M +$198K +1,402 +21%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$974K +$248K +1,760 +33%
IA
24
IFP Advisors
Florida
$961K -$5.64K -40 -0.6%
PWS
25
Proactive Wealth Strategies
Georgia
$735K +$1.69K +12 +0.2%

FAD Hedge Fund Activity: Q4 2024 in Review

72 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q4 2024, worth a combined $110M — down 4.5% from $115M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FAD positions and 3 closed out — a net gain of 9 holders — while 21 added to existing stakes and 22 trimmed.

The largest buyer was LPL Financial, adding an estimated $851K. The largest seller was International Assets Investment Management, cutting an estimated $41.5M.

  • 72 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q4 2024, up from 66 in Q3 2024.
  • Funds reported $110M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q4 2024, down 4.5% quarter-over-quarter.
  • 12 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q4 2024 and 3 closed out, a net change of +9 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q4 2024 was LPL Financial, an estimated $851K added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q4 2024 was International Assets Investment Management, an estimated $41.5M sold.

Based on aggregated 13F filings for Q4 2024.