NBC Securities’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

NBC Securities’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$34K	Hold	170	–	–	﹤0.01%	1445
2026 Q1	$27K	Hold	170	–	–	﹤0.01%	1581
2025 Q4	$27.5K	Hold	170	–	–	﹤0.01%	1625
2025 Q3	$27.3K	Sell	170 -3,725	-96%	-$570K	﹤0.01%	1581
2025 Q2	$571K	Sell	3,895 -127	-3%	-$17.1K	0.05%	436
2025 Q1	$520K	Buy	4,022 +4,019	+133,967%	+$558K	0.04%	440
2024 Q4	$540	Sell	3 -4,197	-100%	-$591K	0.05%	423
2024 Q3	$561K	Sell	4,200 -382	-8%	-$48.3K	0.05%	420
2024 Q2	$564K	Buy	4,582 +121	+3%	+$14.7K	0.05%	392
2024 Q1	$555K	Sell	4,461 -69	-2%	-$8.06K	0.05%	404
2023 Q4	$508K	Buy	4,530 +481	+12%	+$49.4K	0.05%	410
2023 Q3	$405K	Buy	+4,049	New	+$424K	0.04%	453

Other funds holding FAD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Virtu Financial New York $3.18B AUM 65.92% 1-Year Est. Return

NBC Securities's FAD Position: Q2 2026 in Review

NBC Securities held its First Trust Multi Cap Growth AlphaDEX Fund (FAD) position steady in Q2 2026 at 170 shares worth $34K. The position accounts for ﹤0.01% of the portfolio, ranked #1445.

NBC Securities first reported a position in FAD in Q3 2023 and has held it in 12 quarters since. The position peaked at $571K in Q2 2025. 111 funds tracked by Wall St. Rank hold FAD as of Q2 2026.

NBC Securities held 170 shares of First Trust Multi Cap Growth AlphaDEX Fund worth $34K as of Q2 2026.
NBC Securities left its First Trust Multi Cap Growth AlphaDEX Fund share count unchanged in Q2 2026.
First Trust Multi Cap Growth AlphaDEX Fund made up ﹤0.01% of NBC Securities's portfolio in Q2 2026, its #1445 holding.
NBC Securities first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q3 2023 and has held it in 12 quarters since.
NBC Securities's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $571K in Q2 2025.
111 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q2 2026.

Based on NBC Securities's 13F filing for Q2 2026, filed 21 Jul 2026.