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First Trust Multi Cap Growth AlphaDEX Fund

58 hedge funds and large institutions have $88.6M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 26 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

12% more funds holding

Funds holding: 5258 (+6)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.62% less ownership

Funds ownership: 54.24%53.62% (-0.62%)

9% less capital invested

Capital invested by funds: $97.3M → $88.6M (-$8.72M)

54% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 26

Holders
58
Holders Change
+6
Holders Change %
+11.54%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
12
Reduced
26
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$9.75M +$1.15M +10,971 +13%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$7.87M +$148K +1,418 +2%
LPL Financial
3
LPL Financial
California
$6.9M +$337K +3,214 +5%
Morgan Stanley
4
Morgan Stanley
New York
$5.75M +$18K +172 +0.3%
Goldman Sachs
5
Goldman Sachs
New York
$5.5M -$5.24M -50,000 -48%
GFA
6
Gallagher Fiduciary Advisors
Illinois
$4.98M +$145K +1,388 +3%
PFA
7
Plotkin Financial Advisors
Maryland
$4.65M +$26.2K +250 +0.5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.99M -$251K -2,396 -6%
Truist Financial
9
Truist Financial
North Carolina
$3.92M -$167K -1,595 -4%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$3.34M -$511K -4,879 -13%
KIG
11
Kowal Investment Group
Wisconsin
$2.74M -$7.12K -68 -0.2%
HI
12
Harbour Investments
Wisconsin
$2.68M -$42K -401 -1%
Bank of America
13
Bank of America
North Carolina
$2.68M -$11K -105 -0.4%
WMP
14
Wealth Management Partners
Arizona
$2.21M +$2.31M +22,103 New
DADC
15
D.A. Davidson & Co
Montana
$1.97M -$153K -1,465 -7%
RJA
16
Raymond James & Associates
Florida
$1.94M -$47.7K -456 -2%
Wells Fargo
17
Wells Fargo
California
$1.55M -$838 -8 -0.1%
PAG
18
Private Advisor Group
New Jersey
$1.34M -$89.4K -854 -6%
SFPG
19
Stonebridge Financial Planning Group
Florida
$1.32M -$28.8K -275 -2%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$1.13M +$2.51K +24 +0.2%
6F
21
626 Financial
Michigan
$1.12M -$19.4K -185 -2%
RFWA
22
RPg Family Wealth Advisory
Massachusetts
$1.06M +$1.11M +10,619 New
UBS Group
23
UBS Group
Switzerland
$766K +$3.46K +33 +0.4%
IA
24
IFP Advisors
Florida
$725K -$524 -5 -0.1%
Osaic Holdings
25
Osaic Holdings
Arizona
$705K +$91.3K +872 +14%

FAD Hedge Fund Activity: Q3 2023 in Review

58 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q3 2023, worth a combined $88.6M — down 9% from $97.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FAD positions and 2 closed out — a net gain of 6 holders — while 12 added to existing stakes and 26 trimmed.

The largest buyer was Wealth Management Partners, opening a new position worth an estimated $2.31M. The largest seller was Goldman Sachs, cutting an estimated $5.24M.

  • 58 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q3 2023, up from 52 in Q2 2023.
  • Funds reported $88.6M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q3 2023, down 9% quarter-over-quarter.
  • 8 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q3 2023 and 2 closed out, a net change of +6 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q3 2023 was Wealth Management Partners, an estimated $2.31M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q3 2023 was Goldman Sachs, an estimated $5.24M sold.

Based on aggregated 13F filings for Q3 2023.