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First Trust Multi Cap Growth AlphaDEX Fund
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Overview Fund Activity

49 hedge funds and large institutions have $99.2M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 20 reducing their positions, and 4 closing their positions.

Holders
49
Holders Change
-2
Holders Change %
-3.92%
% of All Funds
0.86%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
3
Increased
15
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$5.24M
2
KAS
2
Kestra Advisory Services
Texas
$2.54M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$7.26M
4
CAN
4
Cetera Advisor Networks
California
$1.5M
5
Truist Financial
5
Truist Financial
North Carolina
$5.07M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$8.51M
2
Wells Fargo
2
Wells Fargo
California
$2.4M
3
Osaic Holdings
3
Osaic Holdings
Arizona
$863K
4
VFA
4
Voya Financial Advisors
Connecticut
$0
5
FAM
5
Flaharty Asset Management
Florida
$1.1M
Name Market Value Shares Shares
Change 		Shares
Change %
Goldman Sachs
1
Goldman Sachs
New York
$15.5M 130,021 – –
LPL Financial
2
LPL Financial
California
$8.51M 71,177 -47,070 -40%
Morgan Stanley
3
Morgan Stanley
New York
$7.65M 63,955 -22 -0%
PFA
4
Plotkin Financial Advisors
Maryland
$7.37M 61,650 -104 -0.2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$7.26M 60,719 +6,212 +11%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$5.24M 43,840 +28,066 +178%
Truist Financial
7
Truist Financial
North Carolina
$5.07M 42,385 +3,334 +9%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$4.4M 36,760 -785 -2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.67M 30,716 +841 +3%
RJA
10
Raymond James & Associates
Florida
$3.13M 26,160 +1,044 +4%
Bank of America
11
Bank of America
North Carolina
$2.81M 23,528 +1,075 +5%
KAS
12
Kestra Advisory Services
Texas
$2.54M 21,203 +8,066 +61%
Wells Fargo
13
Wells Fargo
California
$2.4M 20,049 -8,888 -31%
SFPG
14
Stonebridge Financial Planning Group
Florida
$2.2M 18,547 +525 +3%
KIG
15
Kowal Investment Group
Wisconsin
$2.01M 16,795 -1,371 -8%
PAG
16
Private Advisor Group
New Jersey
$1.81M 15,107 +2,021 +15%
CAN
17
Cetera Advisor Networks
California
$1.5M 12,556 +3,808 +44%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.42M 11,906 +464 +4%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.14M 9,512 -846 -8%
FAM
20
Flaharty Asset Management
Florida
$1.1M 9,197 -4,447 -33%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$1.06M 8,899 -300 -3%
IA
22
IFP Advisors
Florida
$1.05M 8,777 -497 -5%
GSWM
23
Golden State Wealth Management
California
$1.03M 8,652 -300 -3%
Citadel Advisors
24
Citadel Advisors
Florida
$958K 8,009 -931 -10%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$950K 7,946 +193 +2%
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