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First Trust Multi Cap Growth AlphaDEX Fund

49 hedge funds and large institutions have $99.2M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $94.3M → $99.2M (+$4.88M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.93% less ownership

Funds ownership: 45.76%44.83% (-0.93%)

4% less funds holding

Funds holding: 5149 (-2)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

25% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 20

Holders
49
Holders Change
-2
Holders Change %
-3.92%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
15
Reduced
20
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$15.5M
LPL Financial
2
LPL Financial
California
$8.51M -$5.3M -47,070 -40%
Morgan Stanley
3
Morgan Stanley
New York
$7.65M -$2.48K -22 -0%
PFA
4
Plotkin Financial Advisors
Maryland
$7.37M -$11.7K -104 -0.2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$7.26M +$700K +6,212 +11%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$5.24M +$3.16M +28,066 +178%
Truist Financial
7
Truist Financial
North Carolina
$5.07M +$376K +3,334 +9%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$4.39M -$88.4K -785 -2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.67M +$94.7K +841 +3%
RJA
10
Raymond James & Associates
Florida
$3.13M +$118K +1,044 +4%
Bank of America
11
Bank of America
North Carolina
$2.81M +$121K +1,075 +5%
KAS
12
Kestra Advisory Services
Texas
$2.54M +$908K +8,066 +61%
Wells Fargo
13
Wells Fargo
California
$2.4M -$1M -8,888 -31%
SFPG
14
Stonebridge Financial Planning Group
Florida
$2.2M +$59.1K +525 +3%
KIG
15
Kowal Investment Group
Wisconsin
$2.01M -$154K -1,371 -8%
PAG
16
Private Advisor Group
New Jersey
$1.81M +$228K +2,021 +15%
CAN
17
Cetera Advisor Networks
California
$1.5M +$429K +3,808 +44%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.42M +$52.3K +464 +4%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.14M -$95.3K -846 -8%
FAM
20
Flaharty Asset Management
Florida
$1.1M -$501K -4,447 -33%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$1.06M -$33.8K -300 -3%
IA
22
IFP Advisors
Florida
$1.05M -$56K -497 -5%
GSWM
23
Golden State Wealth Management
California
$1.03M -$33.8K -300 -3%
Citadel Advisors
24
Citadel Advisors
Florida
$958K -$105K -931 -10%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$950K +$21.7K +193 +2%

FAD Hedge Fund Activity: Q2 2021 in Review

49 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q2 2021, worth a combined $99.2M — up 5.2% from $94.3M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FAD and 3 opened new positions — a net loss of 1 holder — while 20 trimmed existing stakes and 15 added.

The largest buyer was Susquehanna International Group, adding an estimated $3.16M. The largest seller was LPL Financial, cutting an estimated $5.3M.

  • 49 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q2 2021, down from 51 in Q1 2021.
  • Funds reported $99.2M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q2 2021, up 5.2% quarter-over-quarter.
  • 3 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q2 2021 and 4 closed out, a net change of -1 holder.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q2 2021 was Susquehanna International Group, an estimated $3.16M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q2 2021 was LPL Financial, an estimated $5.3M sold.

Based on aggregated 13F filings for Q2 2021.