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First Trust Multi Cap Growth AlphaDEX Fund
FAD

15 hedge funds and large institutions have $14.9M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 4

7% more funds holding

Funds holding: 14 → 15 (+1)

6.07% less ownership

Funds ownership: 44.44% → 38.37% (-6.1%)

6% less capital invested

Capital invested by funds: $15.9M → $14.9M (-$980K)

Holders
15
Holders Change
+1
Holders Change %
+7.14%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
8
Reduced
4
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$1.05M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$195K
3
Deutsche Bank
Deutsche Bank
Germany
+$87.3K
4
IH
IFC Holdings
Florida
+$59.6K
5
LPL Financial
LPL Financial
California
+$45.7K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.44M
2
JP Morgan Chase
JP Morgan Chase
New York
-$519K
3
Wells Fargo
Wells Fargo
California
-$452K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$407K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.81M +$1.05M +26,363 +29%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.63M -$2.44M -61,470 -49%
IH
3
IFC Holdings
Florida
$2.56M +$59.6K +1,502 +2%
JP Morgan Chase
4
JP Morgan Chase
New York
$1.5M -$519K -13,087 -26%
DFIM
5
Detwiler Fenton Investment Management
Massachusetts
$804K +$42K +1,059 +6%
LPL Financial
6
LPL Financial
California
$681K +$45.7K +1,153 +8%
U
7
UBS
Switzerland
$482K +$38.9K +980 +9%
Wells Fargo
8
Wells Fargo
California
$423K -$452K -11,406 -52%
Bank of America
9
Bank of America
North Carolina
$244K +$9.91K +250 +4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$209K -$407K -10,268 -67%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$202K +$195K +4,924 New
Deutsche Bank
12
Deutsche Bank
Germany
$180K +$87.3K +2,202 +100%
WA
13
WFG Advisors
Texas
$107K – – –
DADC
14
D.A. Davidson & Co
Montana
$98K – – –
AIG
15
American International Group
New York
$21.7K +$5.59K +141 +36%

FAD Hedge Fund Activity: Q3 2013 in Review

15 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q3 2013, worth a combined $14.9M — down 6.2% from $15.9M a quarter earlier.

Buyers outnumbered sellers: 1 fund opened new FAD positions and 0 closed out — a net gain of 1 holder — while 8 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.05M. The largest seller was Susquehanna International Group, cutting an estimated $2.44M.

  • 15 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q3 2013, up from 14 in Q2 2013.
  • Funds reported $14.9M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q3 2013, down 6.2% quarter-over-quarter.
  • 1 fund opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q3 2013 and 0 closed out, a net change of +1 holder.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q3 2013 was Morgan Stanley, an estimated $1.05M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q3 2013 was Susquehanna International Group, an estimated $2.44M sold.

Based on aggregated 13F filings for Q3 2013.