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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Overview Fund Activity

55 hedge funds and large institutions have $97.9M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 26 reducing their positions, and 6 closing their positions.

Holders
55
Holders Change
-2
Holders Change %
-3.51%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
19
Reduced
26
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$15.4M
2
LPL Financial
2
LPL Financial
California
$9.06M
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$2.11M
4
UBS Group
4
UBS Group
Switzerland
$1.28M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$9.11M

Top Sellers

1
GFA
1
Gallagher Fiduciary Advisors
Illinois
$0
2
HI
2
Harbour Investments
Wisconsin
$19.1K
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.41M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$9.9M
5
VF
5
Virtu Financial
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$15.4M 137,394 +79,941 +139%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$9.9M 88,160 -9,195 -9%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$9.11M 81,129 +2,570 +3%
LPL Financial
4
LPL Financial
California
$9.06M 80,685 +11,810 +17%
Goldman Sachs
5
Goldman Sachs
New York
$6.17M 54,927 – –
PFA
6
Plotkin Financial Advisors
Maryland
$5.22M 46,482 -1 -0%
Truist Financial
7
Truist Financial
North Carolina
$4.36M 38,870 -233 -0.6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.98M 35,462 -4,380 -11%
Bank of America
9
Bank of America
North Carolina
$3.13M 27,901 +1,168 +4%
KIG
10
Kowal Investment Group
Wisconsin
$3.06M 27,215 -173 -0.6%
WMP
11
Wealth Management Partners
Arizona
$2.45M 21,829 -274 -1%
RJA
12
Raymond James & Associates
Florida
$2.16M 19,228 -111 -0.6%
DADC
13
D.A. Davidson & Co
Montana
$2.11M 18,831 -864 -4%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$2.11M 18,806 +7,529 +67%
PAG
15
Private Advisor Group
New Jersey
$1.77M 15,769 +2,366 +18%
Wells Fargo
16
Wells Fargo
California
$1.63M 14,531 -974 -6%
SFPG
17
Stonebridge Financial Planning Group
Florida
$1.42M 12,670 -500 -4%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$1.41M 12,530 -20,873 -62%
UBS Group
19
UBS Group
Switzerland
$1.28M 11,441 +3,790 +50%
6F
20
626 Financial
Michigan
$1.23M 10,946 -192 -2%
RFWA
21
RPg Family Wealth Advisory
Massachusetts
$1.15M 10,273 -346 -3%
IA
22
IFP Advisors
Florida
$796K 7,094 -151 -2%
AR
23
Apeiron RIA
Texas
$794K 7,073 +470 +7%
GWM
24
Geneos Wealth Management
Colorado
$686K 6,109 -195 -3%
Osaic Holdings
25
Osaic Holdings
Arizona
$649K 5,780 -1,261 -18%
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