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First Trust Multi Cap Growth AlphaDEX Fund

25 hedge funds and large institutions have $22.7M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more funds holding

Funds holding: 1925 (+6)

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

2% more capital invested

Capital invested by funds: $22.2M → $22.7M (+$509K)

0.39% less ownership

Funds ownership: 36.15%35.76% (-0.39%)

Holders
25
Holders Change
+6
Holders Change %
+31.58%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
7
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.03M -$10.6K -234 -0.2%
IH
2
IFC Holdings
Florida
$3.19M +$129K +2,857 +4%
Goldman Sachs
3
Goldman Sachs
New York
$2.67M -$203K -4,500 -7%
JP Morgan Chase
4
JP Morgan Chase
New York
$2.35M -$7.58K -168 -0.3%
Bank of America
5
Bank of America
North Carolina
$1.56M +$454K +10,058 +43%
LPL Financial
6
LPL Financial
California
$1.38M -$202K -4,483 -13%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.26M -$151K -3,335 -11%
DFIM
8
Detwiler Fenton Investment Management
Massachusetts
$1.15M +$60.1K +1,332 +6%
U
9
UBS
Switzerland
$635K -$1.11M -24,596 -65%
Wells Fargo
10
Wells Fargo
California
$541K -$22.6K -501 -4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$403K +$293K +6,494 +313%
SFG
12
SNS Financial Group
Minnesota
$392K +$93.9K +2,079 +33%
SG Americas Securities
13
SG Americas Securities
New York
$292K +$280K +6,200 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$249K +$45 +1 +0%
WA
15
WFG Advisors
Texas
$139K +$4.51K +100 +4%
DADC
16
D.A. Davidson & Co
Montana
$112K
Deutsche Bank
17
Deutsche Bank
Germany
$103K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$51K +$48.5K +1,075 New
AIG
19
American International Group
New York
$48.4K +$11K +244 +31%
RIA
20
Regal Investment Advisors
Michigan
$40K +$38.2K +845 New
NFG
21
Next Financial Group
Texas
$36K +$35.2K +780 New
Citigroup
22
Citigroup
New York
$20K +$10.2K +225 +108%
WEC
23
Winslow Evans & Crocker
Massachusetts
$18.8K
BRWA
24
B. Riley Wealth Advisors
Florida
$7.79K +$7.5K +166 New
GSC
25
Ground Swell Capital
South Carolina
$2K +$2.26K +50 New

FAD Hedge Fund Activity: Q2 2014 in Review

25 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q2 2014, worth a combined $22.7M — up 2.3% from $22.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FAD positions and 0 closed out — a net gain of 6 holders — while 9 added to existing stakes and 7 trimmed.

The largest buyer was Bank of America, adding an estimated $454K. The largest seller was UBS, cutting an estimated $1.11M.

  • 25 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q2 2014, up from 19 in Q1 2014.
  • Funds reported $22.7M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q2 2014, up 2.3% quarter-over-quarter.
  • 6 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q2 2014 and 0 closed out, a net change of +6 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q2 2014 was Bank of America, an estimated $454K added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q2 2014 was UBS, an estimated $1.11M sold.

Based on aggregated 13F filings for Q2 2014.