UBS’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

UBS’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$597K	Sell	13,108 -399	-3%	-$18.6K	﹤0.01%	4088
2014 Q2	$635K	Sell	13,507 -24,596	-65%	-$1.11M	﹤0.01%	3991
2014 Q1	$1.74M	Buy	38,103 +24,994	+191%	+$1.12M	﹤0.01%	2916
2013 Q4	$592K	Buy	13,109 +1,330	+11%	+$57K	﹤0.01%	4135
2013 Q3	$482K	Buy	11,779 +980	+9%	+$38.9K	﹤0.01%	4181
2013 Q2	$407K	Buy	+10,799	New	+$404K	﹤0.01%	4298

Other funds holding FAD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

DFIM

Detwiler Fenton Investment Management Boston, Massachusetts $19.3M AUM

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

UBS's FAD Position: Q3 2014 in Review

UBS reduced its First Trust Multi Cap Growth AlphaDEX Fund (FAD) stake by 3% in Q3 2014, selling an estimated $18.6K and leaving 13,108 shares worth $597K. The position accounts for ﹤0.01% of the portfolio, ranked #4088.

UBS first reported a position in FAD in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.74M in Q1 2014. 27 funds tracked by Wall St. Rank hold FAD as of Q3 2014.

UBS held 13,108 shares of First Trust Multi Cap Growth AlphaDEX Fund worth $597K as of Q3 2014.
UBS sold 399 First Trust Multi Cap Growth AlphaDEX Fund shares in Q3 2014, an estimated $18.6K.
First Trust Multi Cap Growth AlphaDEX Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4088 holding.
UBS first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q2 2013 and has held it in 6 quarters since.
UBS's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $1.74M in Q1 2014.
27 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.