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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$3.56B
Cap. Flow %
2.62%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,064
Increased
4,754
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.72%
2 Energy 9.22%
3 Financials 6.8%
4 Healthcare 6.74%
5 Technology 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$5.23B 3.86%
26,567,296
-8,203,673
-24% -$1.62B
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$2.81B 2.07%
14,241,180
+6,360,070
+81% +$1.26B
AAPL icon
3
Apple
AAPL
$4.6T
$1.7B 1.25%
67,414,628
-12,505,488
-16% -$307M
MSFT icon
4
Microsoft
MSFT
$3.65T
$1.31B 0.97%
28,240,673
+2,577,576
+10% +$115M
JNJ icon
5
Johnson & Johnson
JNJ
$644B
$1.18B 0.87%
11,028,066
+745,285
+7% +$77.3M
EEM icon
6
PUT
iShares MSCI Emerging Markets ETF
EEM
$31.8B
$1.08B 0.79%
25,910,000
+4,363,700
+20% +$193M
SPY icon
7
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$1.07B 0.79%
5,429,760
+2,189,370
+68% +$433M
INTC icon
8
Intel
INTC
$562B
$969M 0.72%
27,839,130
-415,233
-1% -$14.1M
GOOG icon
9
Alphabet (Google) Class C
GOOG
$4.02T
$927M 0.68%
31,822,088
+5,813,918
+22% +$168M
IWM icon
10
iShares Russell 2000 ETF
IWM
$79B
$898M 0.66%
8,210,710
+1,347,488
+20% +$154M
KO icon
11
Coca-Cola
KO
$377B
$875M 0.65%
20,507,225
+982,335
+5% +$40.6M
GE icon
12
GE Aerospace
GE
$338B
$844M 0.62%
6,874,748
+633,327
+10% +$78.9M
IWM icon
13
PUT
iShares Russell 2000 ETF
IWM
$79B
$829M 0.61%
7,576,700
+2,293,400
+43% +$262M
QCOM icon
14
Qualcomm
QCOM
$188B
$806M 0.59%
10,774,904
+1,212,800
+13% +$92.8M
AAPL icon
15
CALL
Apple
AAPL
$4.6T
$793M 0.59%
31,491,072
-4,031,792
-11% -$99M
JPM icon
16
JPMorgan Chase
JPM
$943B
$770M 0.57%
12,784,784
+175,880
+1% +$10.3M
XOM icon
17
ExxonMobil
XOM
$675B
$713M 0.53%
7,585,854
+500,565
+7% +$49.9M
EEM icon
18
CALL
iShares MSCI Emerging Markets ETF
EEM
$31.8B
$702M 0.52%
16,892,800
+5,264,300
+45% +$233M
AAPL icon
19
PUT
Apple
AAPL
$4.6T
$696M 0.51%
27,641,080
+550,560
+2% +$13.5M
EPD icon
20
Enterprise Products Partners
EPD
$84.9B
$692M 0.51%
17,170,450
-226,452
-1% -$8.89M
MRK icon
21
Merck
MRK
$364B
$664M 0.49%
11,736,426
+1,364,523
+13% +$76.6M
VTI icon
22
Vanguard Morningstar Total Stock Market ETF
VTI
$686B
$661M 0.49%
6,531,004
-298,988
-4% -$30.6M
TEVA icon
23
CALL
Teva Pharmaceuticals
TEVA
$42.9B
$649M 0.48%
12,083,600
-1,335,200
-10% -$70.7M
AMGN icon
24
Amgen
AMGN
$212B
$640M 0.47%
4,556,244
+2,962,203
+186% +$387M
OXY icon
25
CALL
Occidental Petroleum
OXY
$61.3B
$626M 0.46%
6,793,928
+3,937,665
+138% +$378M
1
2 3 4 5

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
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BP
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q3 2014 filing shows 1,064 new, 4,754 increased, 3,911 reduced and 1,116 closed positions. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Energy and Financials.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,064 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.