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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFN
6951
CALL
DELISTED
CAREFUSION CORPORATION
CFN
$45K ﹤0.01%
1,000
+100
+11% +$4.5K
JPNL
6952
DELISTED
Direxion Daily Japan Bull 3x Shares
JPNL
$45K ﹤0.01%
988
+115
+13% +$5.59K
EMLB
6953
DELISTED
iPath Long Enhanced MSCI Emerging Markets Index ETN
EMLB
$45K ﹤0.01%
453
– –
ALK icon
6954
PUT
Alaska Air
ALK
$5.11B
$44K ﹤0.01%
1,000
– –
AUDC icon
6955
AudioCodes
AUDC
$239M
$44K ﹤0.01%
9,210
+7,710
+514% +$45.9K
BANX
6956
ArrowMark Financial
BANX
$195M
$44K ﹤0.01%
+1,753
New +$44.4K
BUD icon
6957
PUT
AB InBev
BUD
$164B
$44K ﹤0.01%
400
-1,600
-80% -$179K
DCO icon
6958
Ducommun
DCO
$2.56B
$44K ﹤0.01%
1,593
-279
-15% -$7.79K
EPAM icon
6959
CALL
EPAM Systems
EPAM
$5.58B
$44K ﹤0.01%
1,000
-1,000
-50% -$39.6K
EZPW icon
6960
PUT
Ezcorp Inc
EZPW
$1.79B
$44K ﹤0.01%
4,400
+2,800
+175% +$29K
FBIZ icon
6961
First Business Financial Services
FBIZ
$565M
$44K ﹤0.01%
1,976
-1,288
-39% -$29K
IDCC icon
6962
CALL
InterDigital
IDCC
$6.75B
$44K ﹤0.01%
1,100
-1,300
-54% -$57.2K
PENN icon
6963
PENN Entertainment
PENN
$2.84B
$44K ﹤0.01%
3,921
-751
-16% -$8.47K
RFIL icon
6964
RF Industries
RFIL
$116M
$44K ﹤0.01%
+9,004
New +$49K
SCS
6965
CALL
DELISTED
Steelcase
SCS
$44K ﹤0.01%
2,700
+800
+42% +$12.5K
COHR
6966
DELISTED
Coherent Inc
COHR
$44K ﹤0.01%
714
-2,947
-80% -$186K
TYBS
6967
DELISTED
Direxion Daily 20+ Year Treasury Bear 1X Shares
TYBS
$44K ﹤0.01%
1,751
-1,942
-53% -$50.1K
CROP
6968
DELISTED
IQ Global Agribusiness Small Cap ETF
CROP
$44K ﹤0.01%
1,726
+203
+13% +$5.51K
ENT
6969
DELISTED
Global Eagle Entertainment Inc.
ENT
$44K ﹤0.01%
156
-60
-28% -$17.4K
TIS
6970
DELISTED
Orchids Paper Products, Inc.
TIS
$44K ﹤0.01%
1,798
-7,760
-81% -$216K
DFBG
6971
DELISTED
Differential Brands Group Inc
DFBG
$44K ﹤0.01%
1,500
-255
-15% -$8.15K
FFKT
6972
DELISTED
Farmers Capital Bank Corp
FFKT
$44K ﹤0.01%
1,910
+910
+91% +$20.6K
APLP
6973
PUT
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$44K ﹤0.01%
+1,500
New +$43.2K
OME
6974
DELISTED
Omega Protein
OME
$44K ﹤0.01%
+3,515
New +$49K
WINT
6975
PUT
DELISTED
Windtree Therapeutics Inc
WINT
$44K ﹤0.01%
1,693
-193
-10% -$4.66K
277 278
279
280 281

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.