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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTB
6926
DELISTED
Vestin Realty Mortgage II, Inc.
VRTB
$46K ﹤0.01%
10,173
+7,815
+331% +$37K
BZM
6927
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$46K ﹤0.01%
3,205
+2,657
+485% +$38.3K
BAK icon
6928
Braskem
BAK
$901M
$45K ﹤0.01%
3,396
+291
+9% +$3.83K
CAMT icon
6929
Camtek
CAMT
$5.92B
$45K ﹤0.01%
11,526
+5,526
+92% +$21K
CXH
6930
DELISTED
MFS Investment Grade Municipal Trust
CXH
$45K ﹤0.01%
4,940
+2,767
+127% +$25.4K
EXAS
6931
CALL
DELISTED
Exact Sciences
EXAS
$45K ﹤0.01%
2,300
-500
-18% -$9.17K
GSAT icon
6932
CALL
Globalstar
GSAT
$10.1B
$45K ﹤0.01%
820
+587
+252% +$35K
JDST icon
6933
Direxion Daily Junior Gold Miners Index Bear 2X ETF
JDST
$32.2M
– –
0
– –
LKQ icon
6934
CALL
LKQ Corp
LKQ
$6.72B
$45K ﹤0.01%
1,700
+500
+42% +$13.5K
MTW icon
6935
PUT
Manitowoc
MTW
$491M
$45K ﹤0.01%
2,098
+111
+6% +$2.89K
PCK
6936
DELISTED
Pimco California Municipal Income Fund II
PCK
$45K ﹤0.01%
4,847
+1,066
+28% +$10.1K
PETS icon
6937
PUT
PetMed Express
PETS
$42.3M
$45K ﹤0.01%
3,300
+300
+10% +$4.18K
STC icon
6938
Stewart Information Services
STC
$2.14B
$45K ﹤0.01%
1,535
+841
+121% +$26.2K
SYBT icon
6939
Stock Yards Bancorp
SYBT
$2.6B
$45K ﹤0.01%
2,253
– –
VIA
6940
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$45K ﹤0.01%
+1,039
New +$45.1K
CTT
6941
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$45K ﹤0.01%
4,063
-5,798
-59% -$69.4K
SMED
6942
DELISTED
Sharps Compliance Corp
SMED
$45K ﹤0.01%
10,287
+5,787
+129% +$26K
JRJC
6943
DELISTED
China Finance Online Co., Ltd.
JRJC
$45K ﹤0.01%
652
+398
+157% +$25.1K
BGG
6944
CALL
DELISTED
Briggs & Stratton Corp.
BGG
$45K ﹤0.01%
2,500
+1,500
+150% +$29.4K
SFLY
6945
DELISTED
Shutterfly, Inc.
SFLY
$45K ﹤0.01%
922
-6,022
-87% -$294K
NATL
6946
DELISTED
National Interstate Corporation
NATL
$45K ﹤0.01%
+1,618
New +$45.2K
HFFC
6947
DELISTED
H F FINL CORP
HFFC
$45K ﹤0.01%
3,368
+2,292
+213% +$31.1K
ANN
6948
CALL
DELISTED
ANN INC
ANN
$45K ﹤0.01%
1,100
-83,900
-99% -$3.31M
LTM
6949
PUT
DELISTED
LIFE TIME FITNESS INC
LTM
$45K ﹤0.01%
900
-100
-10% -$4.58K
RVBD
6950
PUT
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$45K ﹤0.01%
2,400
-700
-23% -$13.2K
276 277
278
279 280

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.