U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$416M
2
+$327M
3
+$239M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$219M
5
TD icon
Toronto Dominion Bank
TD
+$185M

Top Sells

1
+$1.62B
2
+$475M
3
+$448M
4
AAPL icon
Apple
AAPL
+$315M
5
PETM
PETSMART INC
PETM
+$313M

Sector Composition

1 Energy 10.61%
2 Financials 9.79%
3 Technology 8.33%
4 Healthcare 8.33%
5 Industrials 6.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMDT
6926
DELISTED
iShares Commodity Optimized Trust
CMDT
– –
-160
CVM.WS
6927
DELISTED
Cel-Sci Corp Series S
CVM.WS
– –
-3,100
BYBK
6928
DELISTED
Bay Bancorp, Inc.
BYBK
– –
-636
CGI
6929
DELISTED
Celadon Group Inc
CGI
– –
-806
RRF
6930
DELISTED
WisdomTree Global Real Return Fund
RRF
– –
-74
UWTI
6931
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
– –
-13
SEMI
6932
DELISTED
SunEdison Semiconductor Limited
SEMI
– –
-301
ININ
6933
DELISTED
Interactive Intelligence Group, inc.
ININ
– –
-488
CVT
6934
DELISTED
CVENT, INC.
CVT
– –
0
IGC.WS
6935
DELISTED
INDIA GLOBALIZATION CAPITAL, INC. WTS EXP 3/06/2017
IGC.WS
$0 ﹤0.01%
2,167
RPX
6936
DELISTED
COLUMBIA LARGE CAP GROWTH ETF
RPX
– –
-368
ROYL
6937
DELISTED
ROYALE ENERGY INC
ROYL
– –
-2,861
THTI
6938
DELISTED
THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK
THTI
$0 ﹤0.01%
55
-4,445
PSBH
6939
DELISTED
PSB HOLDINGS INC
PSBH
– –
-1,280
MCRL
6940
DELISTED
MICREL INC
MCRL
– –
-4,186
RGRE
6941
DELISTED
ROYAL BK SCOTLAND PLC ROGERS ENHANCED ENERGY ETNS (UK)
RGRE
$0 ﹤0.01%
+10
ADNC
6942
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
– –
0
SVBL
6943
DELISTED
SILVER BULL RESOURCES, INC
SVBL
$0 ﹤0.01%
+2,079
BAXS
6944
DELISTED
BAXANO SURGICAL INC COM STK (DE)
BAXS
– –
-13,750
SPPR
6945
DELISTED
SUPERTEL HOSPITALITY, INC. COM NEW (MD)
SPPR
– –
-786
BXUB
6946
DELISTED
BARCLAYS LONG B LEVERGED S&P 500 TR ETN
BXUB
– –
-618
BXUC
6947
DELISTED
BARCLAYS LONG C LEVERAGED S&P 500 TR ETN
BXUC
– –
-52
EMFN
6948
DELISTED
ISHARS MSCI EMERGING MKTS FINANCIALS ETF
EMFN
– –
-478
TZW
6949
DELISTED
ISHARES TR S&P TARGET DATE 2045 ETF
TZW
$0 ﹤0.01%
+3
MNTG
6950
DELISTED
M T R GAMING GROUP INC
MNTG
– –
-285
276 277
278
279 280